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T•• W••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

T•• W••••• A•••••••• I•••

CRD 107373

TUCSON, AZ

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Search this name across graphsid dfx:ria:35779d9b-2ae3-4140-1c25-ccc3a5432c79

Data as of Aug 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 71
Dated events: 13
On other graphs: 0
Observed: Dec 1, 2011 to Aug 27, 2026
71 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $5.4BItem 5.F on the latest filing (2026-08-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $5.3B
Private client RAUM: $5.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 45
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first; showing 25 of 46

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
K•••••• G•••••• R••••	n/a	TUCSON, AZ	32	38	n/a	no
J••• J••••• S•••••••	Certified Financial Planner\|Chartered Financial Analyst	TUCSON, AZ	26

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• S•••••• N••••••	SHAREHOLDER AND CHIEF COMPLIANCE OFFICER	Na	yes	01/2021	Aug 27, 2026	Aug 27, 2026
H•••••• G••• W•••••	Shareholder	A	yes	01/2012	Aug 27, 2026

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
S••••SDALE	Az	United States	8	no
Denver	Co	United States	4	no
Reno	Nv	United States	4	no
Flagstaff	Az	United States	1	no
n/a	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 15 of 18

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	0	2	0.0%	0	0	0	10	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$5.4B	$4.5B	18.6%	$3.4B	16.1%	72	61	6	5

Relationships

Registered with (50)

← Matthew BarkleyAdvisorregistration: current employment
Aug 31, 2026 to presentfactForm ADV
← Christopher George CornelisonAdvisorregistration: current employment
Aug 28, 2026 to presentfactForm ADV
← Colby MillerAdvisorregistration: current employment
Jul 15, 2026 to presentfactForm ADV
← AMY LYNN RICHARDSON

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 19, 2024
Control person left
Clarkson R••••• Swift (Trustee) no longer on Schedule A of T•• W••••• A•••••••• I••• (listed 2023-12-20, absent 2024-03-19)
Form ADVobserved 7 days ago
Occurred
Mar 19, 2024
Control person left
Yvonne Lisa Swift (Trustee) no longer on Schedule A of T•• W••••• A•••••••• I••• (listed 2023-12-20, absent 2024-03-19)
Form ADVobserved 7 days ago
Occurred
Oct 2, 2023
Advisor changed firm
Shawn Anthony Best left T•• W••••• A•••••••• I••• for Meridian Wealth Management, Llc (registered 2023-09-28)
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:35779d9b-2ae3-4140-1c25-ccc3a5432c79
First observed: Dec 1, 2011
Last observed: Aug 27, 2026 26 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Apr 22, 2026	$5.4B	$5.3B	72	45	6	n/a	n/a
2024	Apr 14, 2025	$4.5B	$4.5B	61	39	5	n/a	n/a
2023	Mar 19, 2024	$4.1B	$4.1B	56	30	5	n/a	n/a
2022	Jan 31, 2023	$3.4B	$3.4B	54	29	4	n/a	n/a
2021	Mar 31, 2022	$3.8B	$3.7B	55	25	4	n/a	n/a
2020	Mar 30, 2021	$3.2B	$3.2B	55	21	4	n/a	n/a
2019	Mar 16, 2020	$3.0B	$2.9B	70	20	5	n/a	n/a
2018	Mar 25, 2019	$2.5B	$2.4B	77	24	5	n/a	n/a
2017	Mar 28, 2018	$2.6B	$2.5B	58	22	5	n/a	n/a
2016	Mar 9, 2017	$2.2B	$2.2B	54	20	n/a	n/a	n/a
2015	Mar 30, 2016	$2.0B	$2.0B	51	18	n/a	n/a	n/a
2014	Mar 2, 2015	$1.7B	$1.7B	43	16	n/a	n/a	n/a
2013	Mar 28, 2014	$1.5B	$1.5B	36	16	n/a	n/a	n/a
2012	Mar 8, 2013	$1.2B	$1.2B	35	14	n/a	n/a	n/a
2011	Mar 29, 2012	$1.0B	$996M	n/a	n/a	n/a	n/a	n/a