DFX Intelligence

C••••••• A••••••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor39 years in industry

C••••••• A••••••• R•••••••

Advisor at W••••••••• A•••• M••••••••• L••

DESTIN, FL | MOBILE, AL

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Search this name across graphsid dfx:ria:4c52eec9-f2b6-41ad-7ec0-733d6c10b756

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:20 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jan 22, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Apr 24, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A•••• M••••••••• L••	Independent wealth	Dec 20, 2016	n/a	yes	DESTIN, FL\|MOBILE, AL	Current employment
W•••• F•••• A•••••••	Wirehouse	Dec 10, 2012	Dec 1, 2016	no	MIRAMAR BEACH, FL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	W••••••••• A•••• M••••••••• L••	Dec 1, 2016	Dec 20, 2016	19	Firm change	Other
M••••• K••••• • C••••••• L••	W•••• F•••• A•••••••	Dec 10, 2012	Dec 10, 2012

Relationships

Registered with (4)

→ W••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Dec 20, 2016 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Dec 10, 2012 to Dec 1, 2016factForm ADV
→ M••••• K••••• • C••••••• L••Registered adviserregistration: previous registration
Feb 27, 2009 to Dec 10, 2012factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c52eec9-f2b6-41ad-7ec0-733d6c10b756
First observed: Jan 22, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.