DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
CRD 174901
DESTIN, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• G••••• M••••• | n/a | CHESTERFIELD, MO | DESTIN, FL | 11 | 38 | 2 | no |
| C••••••• A••••••• R••••••• | n/a | DESTIN, FL | MOBILE, AL | 9 | 39 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| M•••••• J•••• G••••• | MANAGING MEMBER | E | yes | 12/2014 | Jan 29, 2015 | Nov 26, 2024 |
| M•••••• S••••• M• | CHIEF COMPLIANCE OFFICER | Na | no | 01/2022 | Jan 6, 2022 | Nov 26, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Plano | TX | United States | 1 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $217M | $183M | 18.8% | $154M | 12.2% | 7 | 7 | 2 | 2 |
| no |
| T••••• O••••• E••••• | n/a | Plano, TX | DESTIN, FL | 8 | 38 | 4 | no |
| M•••••• J••• L•• | Chartered Financial Analyst | DESTIN, FL | 2 | 20 | 5 | no |
| T••••• O••••• E••••• | n/a | Louisville, KY | DESTIN, FL | 0 | 39 | 3 | no |
| $217M |
| $170M |
| 7 |
| 5 |
| 2 |
| n/a |
| n/a |
| 2024 | Mar 28, 2025 | $183M | $165M | 7 | 5 | 2 | n/a | n/a |
| 2023 | Mar 27, 2024 | $180M | $158M | 9 | 7 | 4 | n/a | n/a |
| 2022 | Mar 15, 2023 | $154M | $147M | 9 | 7 | 4 | n/a | n/a |
| 2021 | Feb 16, 2022 | $189M | $183M | 7 | 5 | 5 | n/a | n/a |
| 2020 | Mar 12, 2021 | $155M | $155M | 7 | 5 | 4 | n/a | n/a |
| 2019 | Mar 6, 2020 | $173M | $172M | 7 | 5 | 4 | n/a | n/a |
| 2018 | Mar 18, 2019 | $117M | $116M | 7 | 5 | 4 | n/a | n/a |
| 2017 | Mar 20, 2018 | $179M | $119M | 7 | 6 | 3 | n/a | n/a |
| 2016 | Mar 22, 2017 | $144M | $90.7M | 4 | 3 | n/a | n/a | n/a |
| 2015 | Mar 18, 2016 | $149M | $91.8M | 5 | 4 | n/a | n/a | n/a |