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Advisor at AMICUS FINANCIAL ADVISORS, LLC
McAllen, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMICUS FINANCIAL ADVISORS, LLC | Independent wealth | Jan 1, 2007 | n/a | yes | McAllen, TX | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Aug 11, 2004 | Mar 8, 2005 | no | HOUSTON, TX | Previous registration |
| NOVA ADVISOR GROUP, LLC | n/a | May 18, 2004 | Feb 28, 2005 | no | EL PASO, TX | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 3, 2001 | Feb 17, 2004 | no | EL PASO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | AMICUS FINANCIAL ADVISORS, LLC | Mar 8, 2005 | Jan 1, 2007 | 664 | Firm change after gap | Other |
| NOVA ADVISOR GROUP, LLC | CHASE INVESTMENT SERVICES CORP. | Feb 28, 2005 | Aug 11, 2004 | -201 | Firm change after gap | Other |
| SECURIAN FINANCIAL SERVICES, INC. | NOVA ADVISOR GROUP, LLC | Feb 17, 2004 | May 18, 2004 | 91 | Firm change | Other |