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RIA / WealthAdvisor21 years in industry

CAROLINE A MACOMBER

Advisor at WEALTHSPIRE RETIREMENT ADVISORY

Bethesda, MD | ALISO VIEJO, CA

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Search this name across graphsid dfx:ria:4c66dc93-d340-c037-5c8e-3e07e41892c4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 7, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WEALTHSPIRE RETIREMENT ADVISORY
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 28, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65|S66
First exam: Feb 28, 2005
First registration: May 7, 2010
Dual registered: no
Other names: CAROLINE HIGGINS|CAROLINE A HIGGINS|CAROLINE A MACOMBER|Caroline Anne Macomber
IAPD individual key: 4867534

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WEALTHSPIRE RETIREMENT ADVISORY	Institutional manager	May 28, 2026	n/a	yes	Bethesda, MD\|ALISO VIEJO, CA	Current employment
GLOBAL RETIREMENT PARTNERS LLC	Institutional manager	Oct 17, 2024	Mar 1, 2026	no	SAN RAFAEL, CA\|Cranston, RI	Previous registration
Captrust	Institutional manager	Feb 1, 2022	Aug 2, 2022	no	Warren, NJ\|Shrewsbury, MA	Previous registration
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	May 7, 2010	Oct 12, 2021	no	COLUMBUS, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GLOBAL RETIREMENT PARTNERS LLC	WEALTHSPIRE RETIREMENT ADVISORY	Mar 1, 2026	May 28, 2026	88	Firm change	Other
Captrust	GLOBAL RETIREMENT PARTNERS LLC	Aug 2, 2022	Oct 17, 2024	807	Firm change after gap	Other
NATIONWIDE INVESTMENT ADVISORS, LLC	Captrust	Oct 12, 2021	Feb 1, 2022	112	Firm change	Other

Relationships

Registered with (4)

→ WEALTHSPIRE RETIREMENT ADVISORYRegistered adviserregistration: current employment
May 28, 2026 to presentfactForm ADV
→ GLOBAL RETIREMENT PARTNERS LLCRegistered adviserregistration: previous registration
Oct 17, 2024 to Mar 1, 2026factForm ADV
→ CAPTRUSTRegistered adviserregistration: previous registration
Feb 1, 2022 to Aug 2, 2022factForm ADV
→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
May 7, 2010 to Oct 12, 2021factForm ADV

Dated events

Occurred
Mar 1, 2026
Advisor changed firm
Caroline A Macomber left Global Retirement Partners Llc for Wealthspire Retirement Advisory (registered 2026-05-28)
Form ADVobserved 6 days ago
Occurred
Aug 2, 2022
Advisor changed firm
Caroline A Macomber left Captrust for Global Retirement Partners Llc (registered 2024-10-17)
Form ADVobserved 6 days ago