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N••• R•• T••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

N••• R•• T••• H•••

Advisor at 4• F••••••••

AUSTIN, TX

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Search this name across graphsid dfx:ria:4c740cc0-d234-3b5e-2695-312dff4bdad3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 13, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 4• F••••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
4• F••••••••	Independent wealth	Jan 3, 2023	n/a	yes	AUSTIN, TX	Current employment
T••••••• A•••••• N••••••• L••	Bd affiliated wealth	Jun 26, 2020	Dec 31, 2022	no	Austin, TX\|MINNEAPOLIS, MN

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• A•••••• N••••••• L••	4• F••••••••	Dec 31, 2022	Jan 3, 2023	3	Bulk transfer	Ibd to new firm
E•••••••• A•••••••• L••	T••••••• A•••••• N••••••• L••	Apr 17, 2020

Relationships

Registered with (3)

→ 4• F••••••••Registered adviserregistration: current employment
Jan 3, 2023 to presentfactForm ADV
→ T••••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Jun 26, 2020 to Dec 31, 2022factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 13, 2020 to Apr 17, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c740cc0-d234-3b5e-2695-312dff4bdad3
First observed: Feb 13, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.