DFX Intelligence

B•••• T••••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

B•••• T••••• S•••••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

GREENSBORO, NC | Greensboro, NC

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Search this name across graphsid dfx:ria:4c7660e4-8c24-13d0-3c24-6889a5f157a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 27, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Mar 27, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	May 9, 2025	n/a	yes	Greensboro, NC\|GREENSBORO, NC	Current employment
W•••• F•••• A•••••••	Wirehouse	Jun 15, 2018	Aug 19, 2022	no	ARCHDALE, NC\|WINSTON SALEM, NC\|WINSTON SALEM, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	A••••••••• F•••••••• S•••••••• L••	Aug 19, 2022	May 9, 2025	994	Firm change after gap	Wirehouse to ibd
O••••••••• S••••••••• I•••	W•••• F•••• A•••••••	Mar 22, 2018	Jun 15, 2018

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:6363:NC:2022-08-18	Aug 19, 2022	May 9, 2025	WINSTON SALEM, NC	Firm change after gap

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: current employment
May 9, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 15, 2018 to Aug 19, 2022factForm ADV
→ O••••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 23, 2015 to Mar 22, 2018factForm ADV
→ E••••• J••••

Dated events

Occurred
Aug 19, 2022
Advisor changed firm
B•••• T••••• S••••••••• left W•••• F•••• A••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-05-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c7660e4-8c24-13d0-3c24-6889a5f157a1
First observed: Mar 27, 2013
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.