DFX Intelligence

R••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

R••••• C•••••• L••

CRD 322436

NEW YORK, NY

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Search this name across graphsid dfx:ria:4c7d260c-8af6-d6ae-02a8-f9448c0b7590

Data as of May 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 1
Observed: Jun 26, 2025 to May 13, 2026
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

R••••• C•••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $262M••• Locked
Discretionary RAUM: $262M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••• C•••••• P••••••• M••••• L•	Hedge Fund	$210M	May 13, 2026	33	May 13, 2026	reported	021-502192
R•• F••••••• F••• L•	Hedge Fund	$101M	Mar 25, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Y•••••• P•••• E•	Partner	D	yes	02/2022	May 13, 2026	May 13, 2026
C••••••• M••••••	Partner	B	no	02/2022	May 13, 2026	May 13, 2026
C•••• R•••• S•••

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$262M	$262M	11	7	1	4	n/a

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$262M	n/a	n/a	n/a	n/a	11	n/a	1	n/a

Relationships

Owns (2)

← C••••••• M••••••OwnerPARTNER, ownership code B, individual
May 13, 2026 to presentfactForm ADV
← C•••• R•••• S•••OwnerCHIEF COMPLIANCE OFFICER AND HEAD OF OPERATIONS, ownership code NA, individual
May 13, 2026 to presentfactForm ADV

Controls (1)

← Y•••••• P•••• E•OwnerPARTNER, ownership code D, individual
May 13, 2026 to presentfactForm ADV

Advises (1)

→ R•• F••••••• F••• L•

Dated events

Occurred
May 13, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$210M
Occurred
May 13, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
$101M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c7d260c-8af6-d6ae-02a8-f9448c0b7590
First observed: Jun 26, 2025
Last observed: May 13, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.