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RIA Intelligence

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R••••• C•••••• L••

Asset manager (funds and pooled vehicles)SEC-registered4 private fundsUmbrella registration· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $262M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$262M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 322436 · SEC 801-133994 · 3 filingsShow
CRD 322436SEC 801-133994First filing on the tape Jun 26, 2025, latest May 13, 2026SEC status approved since Jul 29, 2025IAPD
RAUM
$262M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
11
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
4
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$262M as of May 13, 2026
Jun 26, 2025$209M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 13, 2026
Jun 26, 20250 then
Employees (5.A)11 as of May 13, 2026
Jun 26, 20258 then
Private funds4 as of May 13, 2026
Jun 26, 20254 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 13, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$37.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$262M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      5 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      R••••• C•••••• P••••••• M••••• L•Hedge Fund$210M33May 13, 2026
      R•• F••••••• F••• L•no longer reportedHedge Fund$101M2Oct 11, 2022
      R••••• P••• C•••••• F•••• L•Venture Capital Fund$44.2M38Mar 25, 2020
      R• E•••••• L••Venture Capital Fund$6.6M9Mar 31, 2022
      R• S••••• L••Venture Capital Fund$1.4M4Mar 31, 2022
      Owners and control persons
      Schedule A and B, latest filing
      • Y•••••• P•••• E• · Partnercontrol
        since 02/2022 · owns 50% to 75%
      • C••••••• M•••••• · Partner
        since 02/2022 · owns 10% to 25%
      • C•••• R•••• S••• · Chief Compliance Officer And Head Of Operations
        since 06/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 5 to 7
        Jun 26, 2025 to Mar 31, 2026
      • Employees · 8 to 11
        Jun 26, 2025 to Mar 31, 2026
      • Discretionary RAUM · $209M to $262M
        Jun 26, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $209M to $262M
        Jun 26, 2025 to Mar 31, 2026
      • RAUM · $209M to $262M
        Jun 26, 2025 to Mar 31, 2026
      Signals
      5 dated events
      • ••• Locked
        May 13, 2026 · ria private fund assets change · fact
      • ••• Locked
        May 13, 2026 · private fund first reported · fact
      • ••• Locked
        May 13, 2026 · private fund no longer reported · inference
      • ••• Locked
        May 13, 2026 · ria principal change · fact
      • ••• Locked
        Jun 26, 2025 · ria registration change · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, May 13, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, May 13, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026