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Advisor at AMERIPRISE FINANCIAL SERVICES, LLC
Southampton, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jul 31, 2020 | n/a | yes | Southampton, NY | Current employment |
| EQUITABLE ADVISORS, LLC | National bd RIA | Mar 4, 2020 | Jul 13, 2020 | no | NEW YORK, NY | Previous registration |
| ANDREW GARRETT, INC. | Independent wealth | Oct 16, 2019 | Dec 17, 2019 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | AMERIPRISE FINANCIAL SERVICES, LLC | Jul 13, 2020 | Jul 31, 2020 | 18 | Firm change | Ibd to ibd |
| ANDREW GARRETT, INC. | EQUITABLE ADVISORS, LLC | Dec 17, 2019 | Mar 4, 2020 | 78 | Firm change | RIA to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6627:6363:NY:2020-07-02 | Jul 13, 2020 | Jul 31, 2020 | NEW YORK, NY | Firm change |