DFX Intelligence

C••••• L• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

C••••• L• H•••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

WORTHINGTON, OH | GROVE CITY, OH

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Search this name across graphsid dfx:ria:4c85c563-f2ef-81bd-385e-4b1693de22c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Apr 15, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Apr 9, 2026	n/a	yes	WORTHINGTON, OH\|GROVE CITY, OH	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Jul 23, 2024	Mar 19, 2026	no	BROOKLYN, OH\|REYNOLDSBURG, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Mar 19, 2026	Apr 9, 2026	21	Firm change	Ibd to wirehouse
E•••••••• A•••••••• L••	K•• I••••••••• S••••••• L••	Jun 26, 2024	Jul 23, 2024

Team moves

••• Locked

Team	Left	Joined	From	Kind
6627:136300:OH:2024-06-26	Jun 26, 2024	Jul 23, 2024	COLUMBUS, OH	Firm change

Relationships

Registered with (3)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Apr 9, 2026 to presentfactForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Jul 23, 2024 to Mar 19, 2026factForm ADV
→ E•••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 15, 2024 to Jun 26, 2024factForm ADV

Dated events

Occurred
Mar 19, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 26, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c85c563-f2ef-81bd-385e-4b1693de22c8
First observed: Apr 15, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.