DFX Intelligence

T•••• P•••• P•••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserNo RAUM reportedSEC registeredRAUM none

T•••• P•••• P•••••• C•••••• L••

CRD 332857

NEW YORK, NY

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Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:34 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 2
On other graphs: 1
Observed: Aug 14, 2024 to Mar 31, 2026
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Creditidentity

T•••• P•••• P•••••• C•••••• L••

Private credit manager · Key CRD

Private Equityowner

T•••• P•••• L••

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 143
Advisory employees: 68
Offices: 1Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H•••• R••••••• M••••	CHIEF FINANCIAL OFFICER	Na	yes	08/2024	Aug 14, 2024	Aug 14, 2024
L•••• D•••••• S•••	MEMBER, DIRECTOR AND PRESIDENT OF THE GENERAL PARTNER	E	yes	01/2016	Aug 14, 2024	Aug 14, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•••• P•••• L••	n/a	Asset manager	$29B	Y	yes	n/a
T•••••• C•••••• M••••••••• L•• •••••• T• P•••••• C•• C••••• L••	n/a	Former SEC adviser	$332M	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	143	103	1	1

Relationships

Affiliated with (2)

→ T•••• P•••• L••Registered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
→ T•••••• C•••••• M••••••••• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Controls (7)

← T•••• P•••• L••OwnerOWNER, ownership code E, domestic entity
Aug 14, 2024 to Aug 14, 2024factForm ADV
← L•••• D•••••• S•••Owner

Dated events

Occurred
Mar 31, 2026
Ria office opened
••• Locked
Form ADVobserved today
Occurred
Aug 14, 2024
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 14, 2024
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.