DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T•••• P•••• P•••••• C•••••• L••
Latest filing Mar 31, 2026
First filing on the tape Aug 14, 2024 · 4 filings
SEC status approved since Sep 16, 2024
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
143
68 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2026
Mar 31, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 31, 20250 then
Employees (5.A)143 as of Mar 31, 2026
Mar 31, 2025103 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H•••• R••••••• M•••• · Chief Financial Officercontrolsince 08/2024 · owns less than 5%
- L•••• D•••••• S••• · Chief Executive Officer And Ownercontrolsince 08/2024 · owns less than 5%
- T••••••• J•••••• L••••••• · Chief Operating Officer And Chief Legal Officercontrolsince 08/2024 · owns less than 5%
- T•••••• C••••••••• W•••• · Chief Investment Officercontrolsince 08/2024 · owns less than 5%
- T••••••• J••• · Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- L•••• D•••••• S••• · Member, Director And President Of The General Partnercontrolsince 01/2016 · owns 75% or more of T•••• P•••• L•
Entity owners
- T•••• P•••• L•• · Ownerdirect · owns 75% or more
- T•••• P•••• I• I••• · General Partnerindirect · owns F of T•••• P•••• L•
- T•••• P•••• L• · Ownerindirect · owns 75% or more of T•••• P•••• L••
Related persons
Schedule D 7.A
- T•• C•• C••••• G• L•• •••••• T•••• P•••• P•••••• C•• C••••• G• L••pooled vehicle sponsorn
- T•••• P•••• A••••••• I• L•••••bankpooled vehicle sponsorn
- T•••• P•••• A••••••• L•••••bankpooled vehicle sponsorn
- T•••• P•••• I• I•••y
- T•••• P•••• I••••••••• I• G• L••bankpooled vehicle sponsorn
- T•••• P•••• L••investment adviserbankpooled vehicle sponsoryRAUM $29B
- T•••• P•••• L•y
- T•••• P•••• V•••••• G• I• L••bankpooled vehicle sponsorn
- T•••• P•••• V•••••• G• L••bankpooled vehicle sponsorn
- T•••••• Capital Management LLCinvestment adviserpooled vehicle sponsornRAUM $332M
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 41 to 68Jun 16, 2025 to Mar 31, 2026
- Employees · 103 to 143Jun 16, 2025 to Mar 31, 2026
- Financial planning clients · unset to Mar 31, 2025 to Jun 16, 2025
- Other offices · 0 to 1Aug 14, 2024 to Mar 31, 2025
Signals
1 dated events
- T•••• P•••• P•••••• C•••••• L•• filed its initial SEC registration (Form ADV)Aug 14, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- t•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-715-3880reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026