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J••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

J••••• M•••••

Advisor at F•••••••••

CARROLLTON, TX

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Search this name across graphsid dfx:ria:4c93ec63-18fd-3693-f0da-774668d0a670

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 5, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••••••••
Current firm class: institutional managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 5, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••••••••	Institutional manager	Apr 14, 2026	n/a	yes	CARROLLTON, TX	Current employment
A••••••• F••••••••• L•••	Bd affiliated wealth	Oct 10, 2024	Mar 30, 2026	no	FOLSOM, CA\|ADDISON, TX

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• F••••••••• L•••	F•••••••••	Mar 30, 2026	Apr 14, 2026	15	Firm change	Other
C•••••• S••••• • C••• I•••	A••••••• F••••••••• L•••	Dec 5, 2003

Relationships

Registered with (3)

→ F•••••••••Registered adviserregistration: current employment
Apr 14, 2026 to presentfactForm ADV
→ A••••••• F••••••••• L•••Registered adviserregistration: previous registration
Oct 10, 2024 to Mar 30, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jun 5, 2003 to Dec 5, 2003factForm ADV

Dated events

Occurred
Mar 30, 2026
Advisor changed firm
J••••• M••••• left A••••••• F••••••••• L••• for Fisher\Smb (registered 2026-04-14)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c93ec63-18fd-3693-f0da-774668d0a670
First observed: Jun 5, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.