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FISHER RETIREMENT SOLUTIONS LLC, CRD 331205
CARROLLTON, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN J KLEIN | n/a | CARROLLTON, TX | 2 | 20 | 4 | no |
| HAYDEN MATTHEW LACKEY | n/a | CARROLLTON, TX | 2 | 16 | 5 | no |
| AUSTIN ALEXANDER HACKBARTH | n/a | CARROLLTON, TX | 2 | 10 | 1 | no |
| TIMOTHY JOHN KROON | n/a | Vancouver, WA | CARROLLTON, TX | 2 | 23 | 5 | no |
| COLIN ANDREW SMITH | n/a | Camas, WA | CARROLLTON, TX | 2 | 23 | 1 | no |
| JASPER ELWOOD MALLARD | n/a | CARROLLTON, TX | Vancouver, WA | 2 | 19 | 5 | no |
| CHEN-HAN WANG | n/a | CARROLLTON, TX | 2 | 15 | 2 | no |
| ERIC SCOTT SURPLUS | n/a | CARROLLTON, TX | 2 | 11 | 3 | no |
| CHRISTOPHER THOMAS EDAR-ALLRED | n/a | CARROLLTON, TX | PLANO, TX | 2 | 10 | 1 | no |
| ARMANDO NERI | n/a | Vancouver, WA | CARROLLTON, TX | 2 | 12 | 1 | no |
| ALEXANDER HUCKLEBERRY QUEEN | n/a | CARROLLTON, TX | 2 | 20 | 1 | no |
| DAVID LLOYD ALLRED | n/a | CARROLLTON, TX | SOUTH JORDAN, UT | 2 | 20 | 5 | no |
| BRUCE HENRY SIMPSEN | n/a | CARROLLTON, TX | 2 | 20 | 1 | no |
| ALEXANDER BURNETT RICHHOLT-BUDIHAS | n/a | CARROLLTON, TX | Vancouver, WA | 2 | 15 | 1 | no |
| COLLIN BISHOP FOSTER | n/a | Vancouver, WA | CARROLLTON, TX | 2 | 14 | 1 | no |
| Tyler Schroeder | n/a | CARROLLTON, TX | 2 | 11 | 2 | no |
| LUCERO RODRIGUEZ PONCE | n/a | CARROLLTON, TX | 2 | 11 | 3 | no |
| JASON WAYNE PACKHAM | n/a | CARROLLTON, TX | Vancouver, WA | 2 | 24 | 1 | no |
| PHONG QUOC BUI | n/a | CARROLLTON, TX | Vancouver, WA | 2 | 10 | 1 | no |
| MATTHEW MARK HUDDLESTON | n/a | AUSTIN, TX | CARROLLTON, TX | 2 | 29 | 1 | no |
| BRIAN PAUL GRIFFITH | n/a | CARROLLTON, TX | Vancouver, WA | 2 | 19 | 4 | no |
| NATHAN CARLYLE FISHER | n/a | CARROLLTON, TX | 2 | 20 | 1 | no |
| HEATHER SUZANNE WOLFSMITH | n/a | Vancouver, WA | CARROLLTON, TX | 2 | 10 | 1 | no |
| GREGORY SCOTT GROOMS | n/a | Eagle Mountain, UT | CARROLLTON, TX | 1 | 12 | 2 | no |
| ELEAZAR AVALOS | n/a | CARROLLTON, TX | 1 | 18 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| 2008 FISHER FAMILY IRREVOCABLE TRUST | Owner | E | yes | 07/2024 | Jul 1, 2024 | Dec 2, 2024 |
| FISHER RETIREMENT SOLUTIONS, INC | Owner | E | yes | 07/2024 | Jul 1, 2024 | Dec 2, 2024 |
| FISHER, NATHAN, CARLYLE | Trustee | F | yes | 07/2024 | Apr 12, 2024 | Dec 2, 2024 |
| FISHER, NATHAN, CARLYLE | CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | Na | yes | 04/2024 | Apr 12, 2024 | Dec 2, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| FISHER ASSET MANAGEMENT, LLC | n/a | Independent wealth | $387B | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Vancouver | Wa | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 24, 2026 | $6.8B | $6.8B | 159 | 4 | 1 | n/a | n/a |
| 2024 | Mar 26, 2025 | $5.5B | $5.5B | 133 | 4 | 1 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 14 | 4 | 10 | 6.1% | 5 | 0 | 0 | 16 | 5 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.8B | $5.5B | 25.4% | n/a | n/a | 159 | 133 | 1 | 1 |