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Advisor at C••••••
MENLO PARK, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••• | Independent wealth | Jan 20, 2023 | n/a | yes | MENLO PARK, CA | Current employment |
| P•••••• P••••••• | Former SEC adviser | May 23, 2022 | Mar 31, 2023 | no | MENLO PARK, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| P•••••• P••••••• | C•••••• | Mar 31, 2023 | Jan 20, 2023 | -70 | Firm change after gap | RIA to RIA |
| B•••••••• R••••• • F•••••••• I••• | P•••••• P••••••• | Dec 31, 2019 | May 23, 2022 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 305407:319448:CA:2023-03-31 | Mar 31, 2023 | Jan 20, 2023 | MENLO PARK, CA | Firm change after gap |
| 110608:305407:CA:2019-12-31 | Dec 31, 2019 | May 23, 2022 | MENLO PARK, CA | Firm change after gap |
| Independent wealth |
| Feb 20, 2019 |
| Dec 31, 2019 |
| no |
| Menlo Park, CA |
| Previous registration |
| J••• M••••• P•••••• W••••• A••••••• L•• | Former SEC adviser | Mar 27, 2017 | Apr 12, 2017 | no | Menlo Park, CA | Previous registration |
| Firm change after gap |
| RIA to RIA |
| J••• M••••• P•••••• W••••• A••••••• L•• | B•••••••• R••••• • F•••••••• I••• | Apr 12, 2017 | Feb 20, 2019 | 679 | Firm change after gap | Other |