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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

PORTOLA PARTNERS

PORTOLA PARTNERS GROUP LLC, CRD 305407

MENLO PARK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7265b612-3047-f08b-e152-fd928bd58758

Data as of Mar 1, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 36
Dated events: 23
On other graphs: 0
Observed: Aug 15, 2019 to Mar 1, 2023
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $5.6BItem 5.F on the latest filing (2023-03-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $96.1M
Private client RAUM: $5.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees: 17
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,719
High net worth clients: 48
Custody, client assets: $204M
SEC number: 801-117341
CRD: 305407
Filings on the tape: 12
First filed: Aug 15, 2019
Latest filed: Mar 1, 2023
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CI FINANCIAL CORP	Owner	E	yes	09/2021	Oct 29, 2021	Mar 1, 2023
CI PRIVATE WEALTH, LLC	Owner	E	yes	09/2021	Mar 1, 2023	Mar 1, 2023
CI US HOLDINGS, INC	Owner	E	yes	09/2021	Mar 1, 2023	Mar 1, 2023
CIPW HOLDINGS, LLC	Owner	E	yes	09/2021	Mar 1, 2023	Mar 1, 2023
HERLICK, ZACHARY, AARON	CO-MANAGING PARTNER	Na	yes	08/2019	Aug 15, 2019	Mar 1, 2023
NAKAMURA, LARRY, TRISTON	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Mar 1, 2023	Mar 1, 2023
REHMUS, STEVEN, ROBINSON	CO-MANAGING PARTNER	Na	yes	08/2019	Aug 15, 2019	Mar 1, 2023
FOSTER, JILL, PATRICE	CHIEF OF STAFF	Na	no	03/2021	Mar 31, 2021	Mar 1, 2023
LIN, JEFFREY, NMN	CHIEF OPERATING OFFICER	Na	no	08/2019	Aug 15, 2019	Mar 1, 2023

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CI PRIVATE WEALTH, LLC	n/a	Independent wealth	$165B	Y	yes	n/a
DOWLING & YAHNKE, LLC	n/a	Former SEC adviser	$6.1B	N	yes	n/a
BALASA DINVERNO FOLTZ LLC	n/a	Former SEC adviser	$5.9B	N	yes	n/a
RADNOR FINANCIAL ADVISORS, LLC	n/a	Former SEC adviser	$2.8B	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 31, 2022	$5.6B	$96.1M	27	17	1	n/a	n/a
2020	Mar 31, 2021	$5.0B	$0	28	19	1	n/a	n/a
2019	Mar 30, 2020	$4.5B	$0	25	16	0	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$5.6B	$5.0B	11.5%	n/a	n/a	27	28	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
Corient	15	Mar 31, 2023	Aug 13, 2025	MENLO PARK, CA	Firm absorbed	RIA to ibd	93.8%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
BROWNSON, REHMUS & FOXWORTH, INC.	6	Dec 31, 2019	May 23, 2022	MENLO PARK, CA	Team lift out	RIA to new firm	15.4%
BROWNSON, REHMUS & FOXWORTH, INC.	4	Dec 31, 2019	Mar 10, 2020	CHICAGO, IL	Team lift out	RIA to new firm	10.3%

Relationships

Affiliated with (5)

→ DOWLING & YAHNKE, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ BALASA DINVERNO FOLTZ LLCRegistered adviserother investment adviser, common control
factForm ADV
→ RADNOR FINANCIAL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV
→ CORIENTRegistered adviserother investment adviser, control, common control
factForm ADV
← DOWLING & YAHNKE, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (7)

← NAKAMURA, LARRY, TRISTONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 1, 2023 to presentfactForm ADV
← REHMUS, STEVEN, ROBINSONOwnerCO-MANAGING PARTNER, ownership code NA, individual
Aug 15, 2019 to presentfactForm ADV
← HERLICK, ZACHARY, AARONOwnerCO-MANAGING PARTNER, ownership code NA, individual
Aug 15, 2019 to presentfactForm ADV
← CI FINANCIAL CORPOwnerOWNER, ownership code E, foreign entity
Oct 29, 2021 to presentfactForm ADV
← CI PRIVATE WEALTH, LLCOwnerOWNER, ownership code E, domestic entity
Mar 1, 2023 to presentfactForm ADV
← CI US HOLDINGS, INCOwnerOWNER, ownership code E, domestic entity
Mar 1, 2023 to presentfactForm ADV
← CIPW HOLDINGS, LLCOwnerOWNER, ownership code E, domestic entity
Mar 1, 2023 to presentfactForm ADV

Owns (2)

← LIN, JEFFREY, NMNOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Aug 15, 2019 to presentfactForm ADV
← FOSTER, JILL, PATRICEOwnerCHIEF OF STAFF, ownership code NA, individual
Mar 31, 2021 to presentfactForm ADV

Moved with (2)

→ CORIENTRegistered adviser15 advisors, firm absorbed, same day
Mar 31, 2023 to Aug 13, 2025factForm ADV
← BROWNSON, REHMUS & FOXWORTH, INC.Registered adviser6 advisors, team lift out, same day
Dec 31, 2019 to May 23, 2022factForm ADV

Registered with (18)

← APRIL MICHELLE SULLIVANAdvisorregistration: previous registration
May 23, 2022 to Mar 31, 2023factForm ADV
← STEVEN ROBINSON REHMUSAdvisorregistration: previous registration
Mar 10, 2020 to Mar 31, 2023factForm ADV
← ZACHARY AARON HERLICKAdvisorregistration: previous registration
Mar 10, 2020 to Mar 31, 2023factForm ADV
← JUSTIN RODMAN MANDLYAdvisorregistration: previous registration
Mar 10, 2020 to Mar 31, 2023factForm ADV
← KC RICHARD CORKERYAdvisorregistration: previous registration
Mar 10, 2020 to Mar 31, 2023factForm ADV
← JEFFREY NMN LINAdvisorregistration: previous registration
Mar 10, 2020 to Mar 31, 2023factForm ADV
← ANDREW FERRIS BOOTHEAdvisorregistration: previous registration
May 6, 2022 to Mar 31, 2023factForm ADV
← CATHERINE ANN PITTSAdvisorregistration: previous registration
Mar 10, 2020 to Mar 31, 2023factForm ADV
← Andrew Duncan PorterAdvisorregistration: previous registration
Mar 10, 2020 to Mar 31, 2023factForm ADV
← MATTHEW JORDAN SANTOSAdvisorregistration: previous registration
Mar 10, 2020 to Mar 31, 2023factForm ADV
← Sean Robert WalpertAdvisorregistration: previous registration
Sep 11, 2020 to Mar 31, 2023factForm ADV
← Emily Nicole WiserAdvisorregistration: previous registration
Oct 23, 2020 to Mar 31, 2023factForm ADV
← Owen David RosebeckAdvisorregistration: previous registration
Oct 22, 2020 to Mar 31, 2023factForm ADV
← Connor John LightfieldAdvisorregistration: previous registration
Sep 16, 2021 to Mar 31, 2023factForm ADV
← Danning ZhaoAdvisorregistration: previous registration
Sep 26, 2022 to Mar 31, 2023factForm ADV
← Jonathan Smith RushtonAdvisorregistration: previous registration
Oct 21, 2022 to Mar 31, 2023factForm ADV
← Gustavo Pires de Oliveira DiasAdvisorregistration: previous registration
Mar 10, 2020 to Apr 23, 2021factForm ADV
← BRIANNA Marie MARIOLLEAdvisorregistration: previous registration
Mar 10, 2020 to Mar 12, 2021factForm ADV

Dated events

Occurred
Mar 31, 2023
Firm absorbed
Portola Partners's advisors moved to Corient (Menlo Park, CA): 15 of 16 registered, on the same day
Form ADVobserved 6 days ago
15 advisors
Occurred
Mar 31, 2023
Advisor changed firm
Catherine Ann Pitts left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Andrew Duncan Porter left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Matthew Jordan Santos left Portola Partners for Corient (registered 2025-08-13)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Owen David Rosebeck left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Andrew Ferris Boothe left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Connor John Lightfield left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
April Michelle Sullivan left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Steven Robinson Rehmus left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Emily Nicole Wiser left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Danning Zhao left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Jonathan Smith Rushton left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Sean Robert Walpert left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Zachary Aaron Herlick left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Justin Rodman Mandly left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Kc Richard Corkery left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2023
Advisor changed firm
Jeffrey Nmn Lin left Portola Partners for Corient (registered 2023-01-20)
Form ADVobserved 6 days ago
Occurred
Mar 1, 2023
Control person joined
Triston Larry Nakamura (Chief Compliance Officer) appeared on Schedule A of Portola Partners
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
Yoshi Peter Watson (Llc Manager) no longer on Schedule A of Portola Partners (listed 2021-10-29, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Mar 31, 2022
Control person left
E James Ross (Llc Manager) no longer on Schedule A of Portola Partners (listed 2021-10-29, absent 2022-03-31)
Form ADVobserved 6 days ago
Occurred
Oct 29, 2021
Control person joined
Yoshi Peter Watson (Llc Manager) appeared on Schedule A of Portola Partners
Form ADVobserved 6 days ago
Occurred
Oct 29, 2021
Control person joined
E James Ross (Llc Manager) appeared on Schedule A of Portola Partners
Form ADVobserved 6 days ago
Occurred
Aug 15, 2019
First Form ADV filing
Portola Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7265b612-3047-f08b-e152-fd928bd58758
First observed: Aug 15, 2019
Last observed: Mar 1, 2023 43 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PORTOLA PARTNERS

PORTOLA PARTNERS GROUP LLC, CRD 305407

MENLO PARK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:7265b612-3047-f08b-e152-fd928bd58758

Data as of Mar 1, 2023 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:36 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CI FINANCIAL CORP

Owner

yes

09/2021

Oct 29, 2021

Mar 1, 2023

CI PRIVATE WEALTH, LLC

Owner

yes

09/2021

Mar 1, 2023

CI US HOLDINGS, INC

Owner

yes

09/2021

Mar 1, 2023

CIPW HOLDINGS, LLC

Owner

yes

09/2021

Mar 1, 2023

HERLICK, ZACHARY, AARON

CO-MANAGING PARTNER

yes

08/2019

Aug 15, 2019

Mar 1, 2023

NAKAMURA, LARRY, TRISTON

CHIEF COMPLIANCE OFFICER

yes

01/2023

Mar 1, 2023

REHMUS, STEVEN, ROBINSON

CO-MANAGING PARTNER

yes

08/2019

Aug 15, 2019

Mar 1, 2023

FOSTER, JILL, PATRICE

CHIEF OF STAFF

03/2021

Mar 31, 2021

Mar 1, 2023

LIN, JEFFREY, NMN

CHIEF OPERATING OFFICER

08/2019

Aug 15, 2019

Mar 1, 2023

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CI PRIVATE WEALTH, LLC

n/a

Independent wealth

$165B

yes

n/a

DOWLING & YAHNKE, LLC

n/a

Former SEC adviser

$6.1B

yes

n/a

BALASA DINVERNO FOLTZ LLC

n/a

Former SEC adviser

$5.9B

yes

n/a

RADNOR FINANCIAL ADVISORS, LLC

n/a

Former SEC adviser

$2.8B

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 31, 2022

$5.6B

$96.1M

n/a

2020

Mar 31, 2021

$5.0B

n/a

2019

Mar 30, 2020

$4.5B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$5.6B

$5.0B

11.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

Corient

Mar 31, 2023

Aug 13, 2025

MENLO PARK, CA

Firm absorbed

RIA to ibd

93.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

BROWNSON, REHMUS & FOXWORTH, INC.

Dec 31, 2019

May 23, 2022

MENLO PARK, CA

Team lift out

RIA to new firm

15.4%

BROWNSON, REHMUS & FOXWORTH, INC.

Dec 31, 2019

Mar 10, 2020

CHICAGO, IL

Team lift out

RIA to new firm

10.3%