DFX Intelligence

J••••••• L••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

J••••••• L••• M•••••••

Advisor at U•• F•••••••• S••••••• I•••

LOUISVILLE, KY

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Search this name across graphsid dfx:ria:4c9c49dc-6806-fcc9-9e33-598bd8338aa2

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Dec 5, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U•• F•••••••• S••••••• I•••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Sep 26, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U•• F•••••••• S••••••• I•••	Wirehouse	Apr 30, 2026	n/a	yes	LOUISVILLE, KY	Current employment
R•••••••• A•••••• S•••••••	n/a	Nov 26, 2024	Nov 13, 2025	no	LOUISVILLE, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••••••• A•••••• S•••••••	U•• F•••••••• S••••••• I•••	Nov 13, 2025	Apr 30, 2026	168	Firm change	Other
W•••• F•••• A•••••••	R•••••••• A•••••• S•••••••	May 22, 2024	Nov 26, 2024

Relationships

Registered with (6)

→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Apr 30, 2026 to presentfactForm ADV
→ R•••••••• A•••••• S•••••••Registered adviserregistration: previous registration
Nov 26, 2024 to Nov 13, 2025factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Aug 11, 2022 to May 22, 2024factForm ADV
→ R•••••• J•••• • A••••••••• I•••Registered adviser

Dated events

Occurred
Nov 13, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
May 22, 2024
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago
Occurred
Jun 3, 2022
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4c9c49dc-6806-fcc9-9e33-598bd8338aa2
First observed: Dec 5, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.