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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BALANCED WEALTH GROUP LLC

CRD 328007

WESTLAKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4caed444-0d47-a83d-e95f-106ba29a3165

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:37 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 9
On other graphs: 0
Observed: Oct 2, 2023 to Sep 3, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=0.0
Regulatory AUM: $494MItem 5.F on the latest filing (2026-09-03); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $494M
Private client RAUM: $447MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $98.8Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 12
Advisory employees: 5
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 1,588
Individual clients: 328
High net worth clients: 127
Custody, client assets: $160M
SEC number: 801-128997
CRD: 328007
Filings on the tape: 24
First filed: Oct 2, 2023
Latest filed: Sep 3, 2026
Organised: Limited Liability Company, OH
Website: open.spotify.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Michelle Lynn Taylor	n/a	WESTLAKE, OH	2	31	5	no
MATTHEW CHRISTOPHER DAUGHERTY	Certified Financial Planner	WESTLAKE, OH	2	25	1	no
ROGER ALLAN POTTER	n/a	WESTLAKE, OH	2	24	2	no
JOSHUA RANDOLPH HARRELL	Certified Financial Planner	WESTLAKE, OH	2	15	1	no
Matthew Thomas Gottshall	Certified Financial Planner	WESTLAKE, OH	2	10	1	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DAUGHERTY, MATTHEW, CHRISTOPHER	CEO/PRESIDENT / MANAGING MEMBER	D	yes	11/2023	Nov 1, 2023	Dec 2, 2024
HARRELL, JOSHUA, RANDOLPH	PARTNER / LEAD ADVISOR	B	yes	11/2023	Nov 1, 2023	Dec 2, 2024
Taylor, Michelle, Lynn	CHIEF OPERATIONS OFFICER / CHIEF COMPLIANCE OFFICER	Na	yes	11/2023	Nov 1, 2023	Dec 2, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Canton	Oh	United States	2	no
Sandusky	Oh	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 3 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 2, 2026	$494M	$494M	11	5	2	n/a	n/a
2024	Apr 15, 2025	$420M	$420M	9	6	2	n/a	n/a
2023	Feb 8, 2024	$342M	$342M	11	7	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	0	0	7	3

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$494M	$420M	17.7%	n/a	n/a	12	9	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AMERIPRISE FINANCIAL SERVICES, LLC	6	Nov 8, 2023	Nov 2, 2023	SANDUSKY, OH	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (8)

← Michelle Lynn TaylorAdvisorregistration: current employment
Nov 2, 2023 to presentfactForm ADV
← MATTHEW CHRISTOPHER DAUGHERTYAdvisorregistration: current employment
Nov 2, 2023 to presentfactForm ADV
← ROGER ALLAN POTTERAdvisorregistration: current employment
Nov 2, 2023 to presentfactForm ADV
← JOSHUA RANDOLPH HARRELLAdvisorregistration: current employment
Nov 2, 2023 to presentfactForm ADV
← Matthew Thomas GottshallAdvisorregistration: current employment
Nov 2, 2023 to presentfactForm ADV
← Zachary Clark EdwardsAdvisorregistration: previous registration
Sep 2, 2025 to Oct 8, 2025factForm ADV
← David Joseph DeSalvoAdvisorregistration: previous registration
Nov 2, 2023 to Mar 26, 2025factForm ADV
← Timothy James ValentineAdvisorregistration: previous registration
Nov 2, 2023 to Apr 10, 2024factForm ADV

Controls (3)

← Taylor, Michelle, LynnOwnerCHIEF OPERATIONS OFFICER / CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Nov 1, 2023 to Dec 2, 2024factForm ADV
← DAUGHERTY, MATTHEW, CHRISTOPHEROwnerCEO/PRESIDENT / MANAGING MEMBER, ownership code D, individual
Nov 1, 2023 to Dec 2, 2024factForm ADV
← HARRELL, JOSHUA, RANDOLPHOwnerPARTNER / LEAD ADVISOR, ownership code B, individual
Nov 1, 2023 to Dec 2, 2024factForm ADV

Moved with (1)

← AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviser6 advisors, team lift out
Nov 8, 2023 to Nov 2, 2023factForm ADV

Dated events

Occurred
Oct 8, 2025
Advisor changed firm
Zachary Clark Edwards left Balanced Wealth Group Llc for Raymond James Financial Services Advisors, Inc (registered 2025-10-14)
Form ADVobserved 6 days ago
Occurred
Mar 26, 2025
Advisor changed firm
David Joseph Desalvo left Balanced Wealth Group Llc for Clearstead; Clearstead Advisory Solutions (registered 2025-04-29)
Form ADVobserved 6 days ago
Occurred
Apr 10, 2024
Advisor changed firm
Timothy James Valentine left Balanced Wealth Group Llc for Oneseven (registered 2024-04-24)
Form ADVobserved 6 days ago
Occurred
Nov 8, 2023
Team lift-out
6 advisors left Ameriprise Financial Services, LLC (Sandusky, OH) for Balanced Wealth Group LLC within 6 days
Form ADVobserved 6 days ago
6 advisors
Occurred
Nov 1, 2023
Control person left
Edward Christopher Winn (Chief Compliance Officer) no longer on Schedule A of Balanced Wealth Group Llc (listed 2023-10-02, absent 2023-11-01)
Form ADVobserved 6 days ago
Occurred
Nov 1, 2023
Control person joined
Lynn Michelle Taylor (Chief Integrations Officer / Chief Compliance Officer) appeared on Schedule A of Balanced Wealth Group Llc
Form ADVobserved 6 days ago
Occurred
Nov 1, 2023
Control person joined
Christopher Matthew Daugherty (Ceo/President / Managing Member) appeared on Schedule A of Balanced Wealth Group Llc
Form ADVobserved 6 days ago
Occurred
Nov 1, 2023
Control person joined
Randolph Joshua Harrell (Partner / Lead Advisor) appeared on Schedule A of Balanced Wealth Group Llc
Form ADVobserved 6 days ago
Occurred
Oct 2, 2023
First Form ADV filing
Balanced Wealth Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4caed444-0d47-a83d-e95f-106ba29a3165
First observed: Oct 2, 2023
Last observed: Sep 3, 2026 18 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BALANCED WEALTH GROUP LLC

CRD 328007

WESTLAKE, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4caed444-0d47-a83d-e95f-106ba29a3165

Data as of Sep 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:37 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Michelle Lynn Taylor

n/a

WESTLAKE, OH

MATTHEW CHRISTOPHER DAUGHERTY

Certified Financial Planner

WESTLAKE, OH

ROGER ALLAN POTTER

n/a

WESTLAKE, OH

JOSHUA RANDOLPH HARRELL

Certified Financial Planner

WESTLAKE, OH

Matthew Thomas Gottshall

Certified Financial Planner

WESTLAKE, OH

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DAUGHERTY, MATTHEW, CHRISTOPHER

CEO/PRESIDENT / MANAGING MEMBER

yes

11/2023

Nov 1, 2023

Dec 2, 2024

HARRELL, JOSHUA, RANDOLPH

PARTNER / LEAD ADVISOR

yes

11/2023

Nov 1, 2023

Dec 2, 2024

Taylor, Michelle, Lynn

CHIEF OPERATIONS OFFICER / CHIEF COMPLIANCE OFFICER

yes

11/2023

Nov 1, 2023

Dec 2, 2024

City

State

Country

Employees

Also broker-dealer

Canton

United States

Sandusky

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 2, 2026

$494M

n/a

2024

Apr 15, 2025

$420M

n/a

2023

Feb 8, 2024

$342M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

20.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$494M

$420M

17.7%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AMERIPRISE FINANCIAL SERVICES, LLC

Nov 8, 2023

Nov 2, 2023

SANDUSKY, OH

Team lift out

Ibd to new firm

0.1%