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Advisor at SIMPLICITY WEALTH
SUMMIT, NJ | Scottsdale, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SIMPLICITY WEALTH | Mixed wealth | Apr 16, 2024 | n/a | yes | Scottsdale, AZ|SUMMIT, NJ | Current employment |
| BROOKSTONE WEALTH ADVISORS, LLC | No RAUM reported | Nov 12, 2014 | Jun 5, 2024 | no | IRVINE, CA|Palm Beach Gardens, FL|BOCA RATON, FL|FORT LAUDERDALE, FL|NAPLES, FL|SCOTTSDALE, AZ|Scottsdale, AZ | Previous registration |
| BROOKSTONE CAPITAL MANAGEMENT LLC | Independent wealth | Mar 30, 2010 | Nov 5, 2014 | no | IRVINE, CA|WHEATON, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BROOKSTONE WEALTH ADVISORS, LLC | SIMPLICITY WEALTH | Jun 5, 2024 | Apr 16, 2024 | -50 | Firm change after gap | Other |
| BROOKSTONE CAPITAL MANAGEMENT LLC | BROOKSTONE WEALTH ADVISORS, LLC | Nov 5, 2014 | Nov 12, 2014 | 7 | Firm change | Other |