DFX Intelligence
Reading the graph
Reading the graph
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Advisor at T••••• P••••••• L••
WYNDMOOR, PA | Saint Marys, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| T••••• P••••••• L•• | Independent wealth | Oct 28, 2019 | n/a | yes | Saint Marys, GA|WYNDMOOR, PA | Current employment |
| L••••• A••••••• L•• | Former SEC adviser | Jun 2, 2016 | Feb 20, 2018 | no | NEWARK, DE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| L••••• A••••••• L•• | T••••• P••••••• L•• | Feb 20, 2018 | Oct 28, 2019 | 615 | Firm change after gap | RIA to RIA |
| A••••••• I••••••••• P••••••• | L••••• A••••••• L•• | Jun 10, 2016 | Jun 2, 2016 |
| A••••••• I••••••••• P••••••• | Independent wealth | Apr 11, 2016 | Jun 10, 2016 | no | Wilmington, DE|NEWTOWN SQUARE, PA | Previous registration |
| S•••• W••••• M••••••••• L•• | Bd affiliated wealth | Aug 25, 2015 | Apr 13, 2016 | no | MCLEAN, VA|WILMIGTON, DE | Previous registration |
| -8 |
| Firm change |
| Other |
| S•••• W••••• M••••••••• L•• | A••••••• I••••••••• P••••••• | Apr 13, 2016 | Apr 11, 2016 | -2 | Firm change | Other |