DFX Intelligence

A••••••• I••••••••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

A••••••• I••••••••• P•••••••

A••••••• I••••••••• P•••••••, LLC, CRD 282428

NEWTOWN SQUARE, PA

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Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 59
Dated events: 44
On other graphs: 2
Observed: Jan 15, 2016 to Jul 27, 2026
70 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A••••••• I••••••••• P•••••••

Private equity manager · key_cik, key_crd, key_sfn_adviser, shared_crd

Independent Sponsorsidentity

A••••••• I••••••••• P•••••••

Capital provider to sponsors · key_cik, key_crd, key_sfn_adviser, shared_crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.75 fund_share=0.06 institutional_share=0.01 related_bd=false related_bank=false bd_reps=2.0
Regulatory AUM: $946M••• Locked
Discretionary RAUM: $769M
Private client RAUM: $706Mderived••• Locked
Private client share: 75%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 14
RAUM per advisor: $67.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••••• S•••• P•••••••	Certified Financial Planner\|Chartered Financial Analyst	NEWTOWN SQUARE, PA	10	31	5	no
K•••• R•••••• H•••••	n/a	NEWTOWN SQUARE, PA	10	17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
A••••••• A•••• F•••• L•	Hedge Fund	$29.5M	Jul 27, 2026	17	Jan 15, 2016	reported	021-251763
A••••••• O••••••••• F••• L• • S••••• 3•	Hedge Fund	$17.6M	Jul 27, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G•••••• G•••• H•••••••• L••	OWNER OFFICER	E	yes	11/2016	Jul 27, 2026	Jul 27, 2026
H•••••• K••••• R••••••	EXECUTIVE OFFICER	Na	yes	12/2016	Jul 27, 2026	Jul 27, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
G••••••• L••	n/a	Asset manager	$162M	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
S••••SDALE	Az	United States	1	no
BATON ROUGE	La	United States	1	no
C••••••TON	Sc	United States	1	no
Etobicoke	n/a	Canada	1	no
n/a	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
3	1	2	7.1%	0	0	0	6	4

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$946M	$773M	22.3%	$772M	7.0%	24	21	3	5

Teams out

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E•••• F•••••••• G••••• L••	2	Dec 6, 2024	Dec 6, 2024	LANCASTER, PA	Team lift out	RIA to RIA	14.3%
A••••• P•••••••• L••	3	Nov 28, 2022	Nov 28, 2022

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
R•••••• W••••• M••••••••• G••••• L••	3	May 13, 2026	Jun 23, 2026	MEDFORD, NJ	Firm absorbed	RIA to RIA	100.0%
J•• W••••• A•••••••• L••	2	Aug 13, 2021

Relationships

Affiliated with (2)

→ G••••••Registered adviserother investment adviser, common control
factForm ADV
← G••••••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (5)

→ A••••••• A•••• F•••• L•Private fundHedge Fund, IA
Jan 15, 2016 to presentfactForm ADV
→ A••••••• O••••••••• F••• L• • S••••• 1•

Dated events

Order

Occurred
27 Jul 2026
Ria hq relocated
••• Locked
Form ADV
Occurred
27 Jul 2026
Private fund first reported4 events
Private fund first reported: 4 on 27 Jul 2026
$371K to $17.6M
- ••• Locked$17.6M
- ••• Locked$8.6M
- ••• Locked$3.8M
Occurred
27 Jul 2026
Ria office opened
••• Locked
Form ADV
Occurred
27 Jul 2026
Ria office closed2 events
A••••••• I••••••••• P•••••••: ria office closed, 2 events, on 27 Jul 2026
- ••• Locked
- ••• Locked
Occurred
13 May 2026
Firm absorbed
••• Locked
Form ADV
3 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 15, 2016
Last observed: Jul 27, 2026 58 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 14 rows

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
E•••• W•••••• Y•••	Chartered Financial Analyst	NEWTOWN SQUARE, PA	2	15	2	no
S••••• C••• B•••••••	n/a	Medford, NJ \| NEWTOWN SQUARE, PA	0	42	3	yes
M•••••• D•••• Y••••	n/a	NEWTOWN SQUARE, PA \| Medford, NJ	0	10	3	yes
W•••••• S••• M•••••••	Chartered Financial Consultant	Medford, NJ \| NEWTOWN SQUARE, PA	0	44	5	no