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RIA / WealthAdvisor31 years in industry

Ronald T Swanick

Advisor at INDEPENDENT WEALTH NETWORK, INC.

URBANDALE, IA | Portsmouth, NH

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Search this name across graphsid dfx:ria:4cd86f60-f76b-4573-7240-12279ee5259a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:14 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: Jun 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INDEPENDENT WEALTH NETWORK, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Jan 4, 1995
First registration: Jun 16, 2005
Dual registered: no
Other names: RONALD THOMAS SWANICK|RONALD THOMAS SWANICK
IAPD individual key: 2494653

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INDEPENDENT WEALTH NETWORK, INC.	Independent wealth	Oct 21, 2025	n/a	yes	Portsmouth, NH\|URBANDALE, IA	Current employment
SIMPLICITY WEALTH	Mixed wealth	May 29, 2025	Oct 17, 2025	no	Portsmouth, NH\|SUMMIT, NJ	Previous registration
BROWNSTONE FINANCIAL GROUP LLC	State registered	Jun 27, 2022	May 29, 2025	no	LONDONDERRY, NH	Previous registration
SIMPLICITY WEALTH	Mixed wealth	Nov 5, 2019	Feb 7, 2024	no	Londonderry, NH\|SUMMIT, NJ	Previous registration
TOUCHSTONE ADVISORS INC	Asset manager	Aug 21, 2006	Feb 2, 2007	no	CINCINNATI, OH	Previous registration
USALLIANZ SECURITIES, INC.	n/a	Jun 16, 2005	Jul 24, 2006	no	ROSEVILLE, MN\|BEVERLY, MA\|BEVERLY, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIMPLICITY WEALTH	INDEPENDENT WEALTH NETWORK, INC.	Oct 17, 2025	Oct 21, 2025	4	Firm change	RIA to RIA
BROWNSTONE FINANCIAL GROUP LLC	SIMPLICITY WEALTH	May 29, 2025	May 29, 2025	0	Firm change	Other
SIMPLICITY WEALTH	BROWNSTONE FINANCIAL GROUP LLC	Feb 7, 2024	Jun 27, 2022	-590	Firm change after gap	RIA to state RIA
TOUCHSTONE ADVISORS INC	SIMPLICITY WEALTH	Feb 2, 2007	Nov 5, 2019	4,659	Firm change after gap	Other
USALLIANZ SECURITIES, INC.	TOUCHSTONE ADVISORS INC	Jul 24, 2006	Aug 21, 2006	28	Firm change	Other

Relationships

Registered with (5)

→ INDEPENDENT WEALTH NETWORK, INC.Registered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ SIMPLICITY WEALTHRegistered adviserregistration: previous registration
May 29, 2025 to Oct 17, 2025factForm ADV
→ BROWNSTONE FINANCIAL GROUP LLCRegistered adviserregistration: previous registration
Jun 27, 2022 to May 29, 2025factForm ADV
→ TOUCHSTONE ADVISORS INCRegistered adviserregistration: previous registration
Aug 21, 2006 to Feb 2, 2007factForm ADV
→ USALLIANZ SECURITIES, INC.Registered adviserregistration: previous registration
Jun 16, 2005 to Jul 24, 2006factForm ADV

Dated events

Occurred
Oct 17, 2025
Advisor changed firm
Ronald T Swanick left Simplicity Wealth for Independent Wealth Network, Inc. (registered 2025-10-21)
Form ADVobserved 6 days ago
Occurred
May 29, 2025
Advisor changed firm
Ronald T Swanick left Brownstone Financial Group Llc for Simplicity Wealth (registered 2025-05-29)
Form ADVobserved 6 days ago
Occurred
Feb 7, 2024
Advisor changed firm
Ronald T Swanick left Simplicity Wealth for Brownstone Financial Group Llc (registered 2022-06-27)
Form ADVobserved 6 days ago