DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Ronald T Swanick

Independent Wealth Network, Inc.independent RIAUrbandale, Ia IA-onlyIAPD 2494653

Feed of 09/14/2026

Also filed as Ronald Thomas Swanick

At current firm

0 y

since Oct 21, 2025

In the industry

31 y

since Jan 4, 1995 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Independent Wealth Network, Inc. independent RIA current
since Oct 21, 2025 · Portsmouth, Nh
Simplicity Wealth mixed wealth
May 29, 2025 to Oct 17, 2025 · Portsmouth, Nh
Brownstone Financial Group LLC state registered
Jun 27, 2022 to May 29, 2025 · Londonderry, Nh
Simplicity Wealth mixed wealth
Nov 5, 2019 to Feb 7, 2024 · Londonderry, Nh
Touchstone Advisors Inc asset manager
Aug 21, 2006 to Feb 2, 2007 · Cincinnati, Oh
Usallianz Securities, Inc. unclassified
Jun 16, 2005 to Jul 24, 2006 · Roseville, Mn

Moves

a registration end followed by a registration begin elsewhere

Simplicity Wealth to Independent Wealth Network, Inc.
left Oct 17, 2025, registered Oct 21, 2025 (4 days) · RIA to RIA
Brownstone Financial Group LLC to Simplicity Wealth
left May 29, 2025, registered May 29, 2025 (0 days) · Other
Simplicity Wealth to Brownstone Financial Group LLC
left Feb 7, 2024, registered Jun 27, 2022 (-590 days) · RIA to a state-registered adviser
Touchstone Advisors Inc to Simplicity Wealth
left Feb 2, 2007, registered Nov 5, 2019 (4659 days) · Other
Usallianz Securities, Inc. to Touchstone Advisors Inc
left Jul 24, 2006, registered Aug 21, 2006 (28 days) · Other

Signals

Ronald T Swanick left Simplicity Wealth for Independent Wealth Network, Inc. (registered 2025-10-21)
Oct 17, 2025 · Advisor changed firm · fact
Ronald T Swanick left Brownstone Financial Group Llc for Simplicity Wealth (registered 2025-05-29)
May 29, 2025 · Advisor changed firm · fact
Ronald T Swanick left Simplicity Wealth for Brownstone Financial Group Llc (registered 2022-06-27)
Feb 7, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 31derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address