DFX Intelligence

K••••• J•••• L•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

K••••• J•••• L•••••

Advisor at E• W••••• A•••••••

TORRANCE, CA | Denver, TX

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Search this name across graphsid dfx:ria:4cd8b143-d0ea-02d6-6a64-293e726a5851

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jan 5, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E• W••••• A•••••••	Independent wealth	Mar 20, 2025	n/a	yes	Denver, TX\|TORRANCE, CA	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Oct 21, 2022	Feb 25, 2025	no	OVERLAND PARK, KS	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	E• W••••• A•••••••	Feb 25, 2025	Mar 20, 2025	23	Firm change	Ibd to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••••••• F•••••••• N••••••	Sep 29, 2022	Oct 21, 2022

Relationships

Registered with (4)

→ E• W••••• A•••••••Registered adviserregistration: current employment
Mar 20, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Oct 21, 2022 to Feb 25, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jun 6, 2022 to Sep 29, 2022factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Feb 25, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Sep 29, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4cd8b143-d0ea-02d6-6a64-293e726a5851
First observed: Jan 5, 2021
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.