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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

Daniela Cristina Ricaldone

Advisor at LPL FINANCIAL LLC

ENCINITAS, CA | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:4cdcb6ee-5c15-792d-240d-2c62001b1a6f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 18, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 17, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 17, 2009
First registration: Nov 18, 2009
Dual registered: yes, broker-dealer
Other names: DANIELA RICALDONE
IAPD individual key: 5403762

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jan 3, 2025	n/a	yes	SAN DIEGO, CA\|ENCINITAS, CA	Current employment
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 23, 2020	Nov 2, 2021	no	Tempe, AZ	Previous registration
MORGAN STANLEY	Wirehouse	Dec 19, 2016	Jun 10, 2020	no	San Diego, CA\|Carlsbad, CA	Previous registration
MG&A WEALTH	Independent wealth	Aug 22, 2016	Sep 9, 2016	no	PLANTATION, FL	Previous registration
MEG GREEN & ASSOCIATES, INC.	Former SEC adviser	Jan 22, 2015	Sep 9, 2016	no	NORTH MIAMI BEACH, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Nov 18, 2009	Jul 1, 2014	no	CHICAGO, IL\|CHICAGO, IL\|WEEHAWKEN, NJ\|CHICAGO, IL\|MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J.P. MORGAN SECURITIES LLC	LPL FINANCIAL LLC	Nov 2, 2021	Jan 3, 2025	1,158	Firm change after gap	Wirehouse to ibd
MORGAN STANLEY	J.P. MORGAN SECURITIES LLC	Jun 10, 2020	Oct 23, 2020	135	Firm change	Wirehouse to wirehouse
MEG GREEN & ASSOCIATES, INC.	MG&A WEALTH	Sep 9, 2016	Aug 22, 2016	-18	Firm change	Other
MG&A WEALTH	MORGAN STANLEY	Sep 9, 2016	Dec 19, 2016	101	Firm change	Other
UBS FINANCIAL SERVICES INC.	MEG GREEN & ASSOCIATES, INC.	Jul 1, 2014	Jan 22, 2015	205	Firm change	Other

Relationships

Registered with (6)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jan 3, 2025 to presentfactForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 23, 2020 to Nov 2, 2021factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Dec 19, 2016 to Jun 10, 2020factForm ADV
→ MEG GREEN & ASSOCIATES, INC.Registered adviserregistration: previous registration
Jan 22, 2015 to Sep 9, 2016factForm ADV
→ MG&A WEALTHRegistered adviserregistration: previous registration
Aug 22, 2016 to Sep 9, 2016factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Nov 18, 2009 to Jul 1, 2014factForm ADV

Dated events

No dated event names this entity yet.