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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

MEG GREEN & ASSOCIATES, INC.

CRD 141559

NORTH MIAMI BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ceeaf26-bf3b-9d32-d3fd-3f0a10b73c0c

Data as of Mar 4, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2012 to Mar 4, 2016
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $457MItem 5.F on the latest filing (2016-03-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $370M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 12
Advisory employees: 7
Accounts: 602
SEC number: 801-70662
CRD: 141559
Filings on the tape: 10
First filed: Mar 23, 2012
Latest filed: Mar 4, 2016
Organised: Corporation, Florida

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BATTAGLIA, TODD, MICHAEL	President	C	yes	01/2001	Mar 23, 2012	Mar 4, 2016
GREEN, MEG	CHIEF EXECUTIVE OFFICER	D	yes	02/1989	Mar 23, 2012	Mar 4, 2016
MANGRUM, MALLORY, CURIAN	CHIEF COMPLIANCE OFFICER	Na	yes	01/2001	Mar 23, 2012	Mar 4, 2016
MCGANN, KEVIN, BERNARD	VICE PRESIDENT AND CHIEF OPERATING OFFICER	Na	yes	08/2008	Mar 23, 2012	Mar 4, 2016

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 4, 2016	$457M	$370M	12	7	n/a	n/a	n/a
2014	Feb 19, 2015	$384M	$284M	12	7	n/a	n/a	n/a
2013	Feb 10, 2014	$412M	$212M	11	5	n/a	n/a	n/a
2012	Mar 11, 2013	$329M	$0	12	6	n/a	n/a	n/a
2011	Mar 23, 2012	$275M	$0	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2015	$457M	$384M	19.2%	$329M	11.6%	12	12	n/a	n/a

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MG&A WEALTH	3	Oct 3, 2016	Aug 22, 2016	NORTH MIAMI BEACH, FL	Firm absorbed	Other	75.0%

Relationships

Controls (4)

← MCGANN, KEVIN, BERNARDOwnerVICE PRESIDENT AND CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV
← BATTAGLIA, TODD, MICHAELOwnerPRESIDENT, ownership code C, individual
Mar 23, 2012 to presentfactForm ADV
← MANGRUM, MALLORY, CURIANOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 23, 2012 to presentfactForm ADV
← GREEN, MEGOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Mar 23, 2012 to presentfactForm ADV

Registered with (6)

← TODD MICHAEL BATTAGLIAAdvisorregistration: previous registration
Jun 17, 1999 to Oct 3, 2016factForm ADV
← JAMES SEAN O'HALLORANAdvisorregistration: previous registration
Jul 7, 2010 to Oct 3, 2016factForm ADV
← MICHAEL KESSELAdvisorregistration: previous registration
May 12, 2014 to Oct 3, 2016factForm ADV
← HUGO MANUEL CALENZANIAdvisorregistration: previous registration
Oct 16, 2009 to Oct 3, 2016factForm ADV
← Daniela Cristina RicaldoneAdvisorregistration: previous registration
Jan 22, 2015 to Sep 9, 2016factForm ADV
← DIANA LYNN PLUCIENKOWSKIAdvisorregistration: previous registration
Jun 24, 1999 to Aug 27, 2009factForm ADV

Moved with (1)

→ MG&A WEALTHRegistered adviser3 advisors, firm absorbed, same day
Oct 3, 2016 to Aug 22, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9ceeaf26-bf3b-9d32-d3fd-3f0a10b73c0c
First observed: Mar 23, 2012
Last observed: Mar 4, 2016 128 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MEG GREEN & ASSOCIATES, INC.

CRD 141559

NORTH MIAMI BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9ceeaf26-bf3b-9d32-d3fd-3f0a10b73c0c

Data as of Mar 4, 2016 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:23 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BATTAGLIA, TODD, MICHAEL

President

yes

01/2001

Mar 23, 2012

Mar 4, 2016

GREEN, MEG

CHIEF EXECUTIVE OFFICER

yes

02/1989

Mar 23, 2012

Mar 4, 2016

MANGRUM, MALLORY, CURIAN

CHIEF COMPLIANCE OFFICER

yes

01/2001

Mar 23, 2012

Mar 4, 2016

MCGANN, KEVIN, BERNARD

VICE PRESIDENT AND CHIEF OPERATING OFFICER

yes

08/2008

Mar 23, 2012

Mar 4, 2016

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2015

Mar 4, 2016

$457M

$370M

n/a

2014

Feb 19, 2015

$384M

$284M

n/a

2013

Feb 10, 2014

$412M

$212M

n/a

2012

Mar 11, 2013

$329M

n/a

2011

Mar 23, 2012

$275M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2015

$457M

$384M

19.2%

$329M

11.6%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MG&A WEALTH

Oct 3, 2016

Aug 22, 2016

NORTH MIAMI BEACH, FL

Firm absorbed

Other

75.0%