DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•••••• A••••••• G••••• L••
Wendell, NC | GREENWOOD VILLAGE, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Jun 24, 2026 | n/a | yes | Wendell, NC|GREENWOOD VILLAGE, CO | Current employment |
| F••••••• P••••••• A•• W•••••••• A••••••• | Former SEC adviser | Sep 10, 2020 | Dec 6, 2022 | no | WASHINGTON, DC |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••••••• P••••••• A•• W•••••••• A••••••• | E•••••• A••••••• G••••• L•• | Dec 6, 2022 | Jun 24, 2026 | 1,296 | Firm change after gap | Ibd to ibd |
| A••••• A•• P••••••• S••••••• | F••••••• P••••••• A•• W•••••••• A••••••• | Jul 1, 2020 | Sep 10, 2020 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111514:7870:NE:2019-01-03 | Jan 23, 2019 | Apr 16, 2018 | OMAHA, NE | Firm change after gap |
| A••••• A•• P••••••• S••••••• | Bd affiliated wealth | Feb 12, 2019 | Jul 1, 2020 | no | BETHESDA, MD | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Apr 16, 2018 | Jan 23, 2019 | no | VIENNA, VA | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Feb 26, 2018 | Jan 23, 2019 | no | OMAHA, NE | Previous registration |
| S•••••••• I••••••••• M••••••••• | Former SEC adviser | Oct 28, 2016 | Feb 26, 2018 | no | SAINT LOUIS, MO | Previous registration |
| 71 |
| Firm change |
| Ibd to ibd |
| T• A••••••••• I••••••••• M••••••••• L•• | T• A••••••••• I••• | Jan 23, 2019 | Apr 16, 2018 | -282 | Channel change | Other |
| T• A••••••••• I••• | A••••• A•• P••••••• S••••••• | Jan 23, 2019 | Feb 12, 2019 | 20 | Firm change | Other |
| S•••••••• I••••••••• M••••••••• | T• A••••••••• I••••••••• M••••••••• L•• | Feb 26, 2018 | Feb 26, 2018 | 0 | Bulk transfer | Ibd to RIA |