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S•••• V•••••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

S•••• V•••••••• C••••

Advisor at G••••••••• W••••• A•••••••

RICHARDSON, TX

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Search this name across graphsid dfx:ria:4ce6fc1d-eb96-af43-946b-25ca31d87926

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 7, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G••••••••• W••••• A•••••••	Independent wealth	Jul 19, 2016	n/a	yes	RICHARDSON, TX	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Nov 29, 2011	Jul 20, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	G••••••••• W••••• A•••••••	Jul 20, 2016	Jul 19, 2016	-1	Firm change	Other
V•• A••••••• S•••••••	A••••••••• F•••••••• S•••••••• L••	Nov 10, 2011

Relationships

Registered with (3)

→ G••••••••• W••••• A•••••••Registered adviserregistration: current employment
Jul 19, 2016 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Nov 29, 2011 to Jul 20, 2016factForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Apr 7, 2005 to Nov 10, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4ce6fc1d-eb96-af43-946b-25ca31d87926
First observed: Apr 7, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.