This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 18, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S66|S63

First exam

Mar 18, 2016

First registration

Jun 29, 2022

Dual registered

yes, broker-dealer

Other names

SOCORRO EVANGELINE GUMNAD|Socorro Evangeline Gumnad Fajardo|Socorro Gumnad Fajardo|Socorro Fajardo|SocorroEvangeline G Fajardo|Socorro Evangeline Carillo Gumnad|Socorro Evangeline Gumnad|Socorro Evangeline Fajardo

IAPD individual key

6326014

• Occurred

  Dec 10, 2025
  Advisor changed firm

  Socorro Fajardo left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities Llc (registered 2025-11-26)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:4ce7f5ce-7e70-778b-588d-57fae9b3f616

First observed

Jun 29, 2022

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.