DFX Intelligence

N••••• O••• G•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)15 years in industry

N••••• O••• G•••••••

Advisor at W•••• I••••••••• A•••••••• L••

Washington, IA

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Search this name across graphsid dfx:ria:4cfb6905-3f9c-6c0c-159f-43b188fd4811

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jan 22, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• I••••••••• A•••••••• L••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Feb 28, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• I••••••••• A•••••••• L••	Other adviser	Jun 16, 2023	n/a	yes	Washington, IA	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Dec 15, 2016	Jun 7, 2023	no	Fairfield, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	W•••• I••••••••• A•••••••• L••	Jun 7, 2023	Jun 16, 2023	9	Firm change	Other
C••••• S••••• S••••••••• •••• L••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Jun 9, 2016	Dec 15, 2016

Relationships

Registered with (3)

→ W•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 16, 2023 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 15, 2016 to Jun 7, 2023factForm ADV
→ C••••• S••••• S••••••••• •••• L••Registered adviserregistration: previous registration
Jan 22, 2013 to Jun 9, 2016factForm ADV

Dated events

Occurred
Jun 7, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4cfb6905-3f9c-6c0c-159f-43b188fd4811
First observed: Jan 22, 2013
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.