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R•••••• S••••• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor30 years in industry

R•••••• S••••• R•••••

Advisor at W••••••••• A••••••• P••••••• L••

SCOTCH PLAINS, NJ | WEST CHESTER, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d08c6a4-e57a-35eb-db59-98f79cf78b21

Data as of Sep 18, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2002 to Sep 18, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••••••• A••••••• P••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 19, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W••••••••• A••••••• P••••••• L••	Bd affiliated wealth	Jul 15, 2026	n/a	yes	SCOTCH PLAINS, NJ\|WEST CHESTER, PA	Current employment
I•• A••••••• L••	Independent wealth	Mar 17, 2020	n/a	yes

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
I•• A••••••• L••	W••••••••• A••••••• P••••••• L••	Sep 17, 2026	Jul 15, 2026	-64	Firm change after gap	RIA to ibd
I••••••••• A••••••• A•••• M••••••••• L••	I•• A••••••• L••	Jun 30, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
305492:171976:PA:2026-09-17	Sep 17, 2026	Jul 15, 2026	EASTON, PA	Firm change after gap
128716:305492:NJ:2020-06-30	Jun 30, 2020	Mar 17, 2020	WESTFIELD, NJ	Firm change after gap

Relationships

Registered with (4)

→ W••••••••• A••••••• P••••••• L••Registered adviserregistration: current employment
Jul 15, 2026 to presentfactForm ADV
→ I•• A••••••• L••Registered adviserregistration: current employment
Mar 17, 2020 to presentfactForm ADV
→ I••••••••• A••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Dec 14, 2005 to Jun 30, 2020factForm ADV
→ S••••• O•••••• F•••••••• S•••••••••

Dated events

Occurred
Sep 17, 2026
Advisor changed firm
R•••••• S••••• R••••• left I•• A••••••• L•• for W••••••••• A••••••• P••••••• L•• (registered 2026-07-15)
Form ADVobserved 3 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d08c6a4-e57a-35eb-db59-98f79cf78b21
First observed: Mar 28, 2002
Last observed: Sep 18, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.