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Advisor at OSAIC ADVISORY SERVICES, LLC
Knoxville, TN | ATLANTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC ADVISORY SERVICES, LLC | Bd affiliated wealth | Jul 29, 2016 | n/a | yes | Knoxville, TN|ATLANTA, GA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Dec 2, 2008 | Aug 2, 2016 | no | KNOXVILLE, TN | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Mar 16, 2001 | Dec 2, 2008 | no | KNOXVILLE, TN|KNOXVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | OSAIC ADVISORY SERVICES, LLC | Aug 2, 2016 | Jul 29, 2016 | -4 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Dec 2, 2008 | Dec 2, 2008 | 0 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:171070:TN:2016-08-01 | Aug 2, 2016 | Jul 29, 2016 | KNOXVILLE, TN | Firm change |