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G••••• N•••••••• V••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

G••••• N•••••••• V••••

Advisor at E•••••••• A•••••••• L••

CHULA VISTA, CA

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Search this name across graphsid dfx:ria:4d127df0-e5d6-0f00-6f8a-ea62692023f3

Data as of Sep 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 2, 2005 to Sep 17, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••••••• A•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
E•••••••• A•••••••• L••	National bd RIA	Sep 11, 2026	n/a	yes	CHULA VISTA, CA	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Aug 17, 2020	Jun 23, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	E•••••••• A•••••••• L••	Jun 23, 2026	Sep 11, 2026	80	Firm change	Ibd to ibd
A••••••••• F•••••••• S•••••••• L••	M•• I•••••••• S•••••••• L••	Aug 5, 2020

Relationships

Registered with (4)

→ E•••••••• A•••••••• L••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 17, 2020 to Jun 23, 2026factForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 27, 2016 to Aug 5, 2020factForm ADV
→ L•• F•••••••• L••

Dated events

Occurred
Jun 23, 2026
Advisor changed firm
G••••• N•••••••• V•••• left M•• I•••••••• S•••••••• L•• for E•••••••• A•••••••• L•• (registered 2026-09-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d127df0-e5d6-0f00-6f8a-ea62692023f3
First observed: Aug 2, 2005
Last observed: Sep 17, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.