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RIA / WealthAdvisor18 years in industry

TONY WALTER PARKIN

Advisor at CERITY PARTNERS LLC

NEW YORK, NY | DENVER, CO

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Search this name across graphsid dfx:ria:4d1ba180-9e3c-d97b-243c-1bde9a7c19fe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Sep 11, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CERITY PARTNERS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 10, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 10, 2008
First registration: Sep 11, 2008
Dual registered: no
IAPD individual key: 3180911

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CERITY PARTNERS LLC	Independent wealth	Feb 10, 2026	n/a	yes	DENVER, CO\|NEW YORK, NY	Current employment
PARALLEL ADVISORS, LLC	Independent wealth	May 28, 2025	Feb 3, 2026	no	SAN FRANCISCO, CA\|DENVER, CO	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 20, 2011	Jan 8, 2024	no	San Francisco, CA\|ENGLEWOOD, CO\|San Francisco, CA\|Lone Tree, CO\|Lone Tree, CO\|Lone Tree, CO\|Lone Tree, CO	Previous registration
ASSET DEDICATION, LLC	Independent wealth	May 16, 2011	Jun 10, 2011	no	SAN FRANCISCO, CA	Previous registration
ASSET DEDICATION, LLC	Independent wealth	Feb 3, 2010	Dec 31, 2010	no	SAN FRANCISCO, CA	Previous registration
BELLATORE FINANCIAL, INC.	Independent wealth	Sep 11, 2008	May 18, 2009	no	THE WOODLANDS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARALLEL ADVISORS, LLC	CERITY PARTNERS LLC	Feb 3, 2026	Feb 10, 2026	7	Firm change	RIA to RIA
CHARLES SCHWAB & CO., INC.	PARALLEL ADVISORS, LLC	Jan 8, 2024	May 28, 2025	506	Firm change after gap	Ibd to RIA
ASSET DEDICATION, LLC	CHARLES SCHWAB & CO., INC.	Jun 10, 2011	Jul 20, 2011	40	Firm change	Other
BELLATORE FINANCIAL, INC.	ASSET DEDICATION, LLC	May 18, 2009	Feb 3, 2010	261	Firm change	Other

Relationships

Registered with (5)

→ CERITY PARTNERS LLCRegistered adviserregistration: current employment
Feb 10, 2026 to presentfactForm ADV
→ PARALLEL ADVISORS, LLCRegistered adviserregistration: previous registration
May 28, 2025 to Feb 3, 2026factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jul 20, 2011 to Jan 8, 2024factForm ADV
→ ASSET DEDICATION, LLCRegistered adviserregistration: previous registration
May 16, 2011 to Jun 10, 2011factForm ADV
→ BELLATORE FINANCIAL, INC.Registered adviserregistration: previous registration
Sep 11, 2008 to May 18, 2009factForm ADV

Dated events

Occurred
Feb 3, 2026
Advisor changed firm
Tony Walter Parkin left Parallel Advisors, Llc for Cerity Partners Llc (registered 2026-02-10)
Form ADVobserved 5 days ago
Occurred
Jan 8, 2024
Advisor changed firm
Tony Walter Parkin left Charles Schwab & Co., Inc. for Parallel Advisors, Llc (registered 2025-05-28)
Form ADVobserved 5 days ago