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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BELLATORE FINANCIAL, INC.

CRD 143543

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:26ecfa07-42c2-cde2-d203-296c2ab13acf

Data as of Sep 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 4
On other graphs: 1
Observed: Dec 2, 2011 to Sep 5, 2026
37 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

Bellatore Financial, Inc.

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.91 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $639MItem 5.F on the latest filing (2026-09-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $16.4M
Private client RAUM: $582MderivedItem 5.D individuals plus high net worth individuals
Private client share: 91%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $639Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,731
Individual clients: 353
High net worth clients: 194
SEC number: 801-68251
CIK: 1455933
CRD: 143543
Filings on the tape: 37
First filed: Dec 2, 2011
Latest filed: Sep 5, 2026
Organised: Corporation, DE

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Matthew Thomas Harvey	Certified Financial Planner	THE WOODLANDS, TX	3	11	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BELLATORE HOLDINGS, INC.	Shareholder	D	yes	11/2010	Mar 30, 2016	Jul 1, 2024
DEASES, CHARLES, EDWARD	BOARD MEMBER	Na	yes	09/2014	Mar 30, 2017	Jul 1, 2024
HARVEY, LARRY, ARLEN	CEO, CHAIRMAN OF THE BOARD	A	yes	11/2010	Mar 30, 2012	Jul 1, 2024
HARVEY, LARRY, ARLEN	CHAIRMAN AND PRESIDENT	D	yes	12/2013	Mar 30, 2012	Jul 1, 2024
PIZZUTELLO, HENRY, JOHN	CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER	Na	yes	09/2020	Jun 13, 2019	Jul 1, 2024
BURNS, WALTER, FRANCIS	Shareholder	A	no	12/2011	Mar 30, 2012	Jul 1, 2024
Scheid, Jonathan, Joseph	Shareholder	B	no	06/2018	Dec 2, 2011	Jul 1, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HFG WEALTH MANAGEMENT, LLC	n/a	Independent wealth	$506M	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 16, 2026	$639M	$16.4M	3	2	0	1	n/a
2024	Mar 12, 2025	$565M	$20.0M	4	2	0	n/a	n/a
2023	Mar 13, 2024	$513M	$17.0M	4	2	0	n/a	n/a
2022	Mar 30, 2023	$496M	$15.1M	4	2	0	n/a	n/a
2021	Mar 30, 2022	$647M	$27.3M	4	2	0	n/a	n/a
2020	Mar 23, 2021	$562M	$28.2M	4	2	0	n/a	n/a
2019	Mar 30, 2020	$515M	$38.5M	4	2	0	n/a	n/a
2018	Mar 27, 2019	$462M	$51.6M	3	1	0	n/a	n/a
2017	Mar 27, 2018	$417M	$89.1M	4	3	0	n/a	n/a
2016	Mar 30, 2017	$317M	$78.9M	4	3	n/a	n/a	n/a
2015	Mar 30, 2016	$319M	$89.7M	5	2	n/a	n/a	n/a
2014	Mar 31, 2015	$471M	$104M	8	2	n/a	n/a	n/a
2013	Mar 20, 2014	$514M	$141M	7	2	n/a	n/a	n/a
2012	Mar 26, 2013	$466M	$154M	8	2	n/a	n/a	n/a
2011	Mar 30, 2012	$436M	$180M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$639M	$565M	13.0%	$496M	8.8%	3	4	0	0

Relationships

Affiliated with (3)

→ HFG WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← HFG WEALTH MANAGEMENT, LLCRegistered adviserother investment adviser, common control
factForm ADV
← BURNS FINANCIAL MANAGEMENT, INC.Registered adviserother investment adviser
factForm ADV

Registered with (10)

← Matthew Thomas HarveyAdvisorregistration: current employment
Sep 3, 2026 to presentfactForm ADV
← Robert Barclift BordenAdvisorregistration: previous registration
Jan 3, 2019 to Sep 30, 2020factForm ADV
← Kevin Gregory BruceAdvisorregistration: previous registration
Jul 5, 2018 to Jan 3, 2019factForm ADV
← Jonathan Joseph ScheidAdvisorregistration: previous registration
Mar 30, 2012 to Jun 28, 2018factForm ADV
← Darren James SchuldheissAdvisorregistration: previous registration
Feb 18, 2009 to Sep 18, 2009factForm ADV
← MEREDITH CHRISTIAN BRODERICKAdvisorregistration: previous registration
Nov 1, 2007 to Sep 18, 2009factForm ADV
← SABRINA ROSHAdvisorregistration: previous registration
Jan 23, 2009 to Sep 18, 2009factForm ADV
← TONY WALTER PARKINAdvisorregistration: previous registration
Sep 11, 2008 to May 18, 2009factForm ADV
← ALFONSO ANTHONY SORICHETTIAdvisorregistration: previous registration
Oct 10, 2008 to Apr 14, 2009factForm ADV
← HU H ZHOUAdvisorregistration: previous registration
Sep 11, 2008 to Nov 12, 2008factForm ADV

Owns (2)

← BURNS, WALTER, FRANCISOwnerSHAREHOLDER, ownership code A, individual
Mar 30, 2012 to Jul 1, 2024factForm ADV
← Scheid, Jonathan, JosephOwnerSHAREHOLDER, ownership code B, individual
Dec 2, 2011 to Jul 1, 2024factForm ADV

Controls (4)

← PIZZUTELLO, HENRY, JOHNOwnerCHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 13, 2019 to Jul 1, 2024factForm ADV
← HARVEY, LARRY, ARLENOwnerCHAIRMAN AND PRESIDENT, ownership code D, individual
Mar 30, 2012 to Jul 1, 2024factForm ADV
← DEASES, CHARLES, EDWARDOwnerBOARD MEMBER, ownership code NA, individual
Mar 30, 2017 to Jul 1, 2024factForm ADV
← BELLATORE HOLDINGS, INC.OwnerSHAREHOLDER, ownership code D, domestic entity
Mar 30, 2016 to Jul 1, 2024factForm ADV

Dated events

Occurred
Sep 30, 2020
Control person left
Barclift Robert Borden (Chief Compliance Officer) no longer on Schedule A of Bellatore Financial, Inc. (listed 2020-06-18, absent 2020-09-30)
Form ADVobserved 4 days ago
Occurred
Jun 13, 2019
Control person left
(Nmn) Lawrence Cowen (Secretary And Board Member) no longer on Schedule A of Bellatore Financial, Inc. (listed 2019-03-27, absent 2019-06-13)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2019
Control person left
Gregory Kevin Bruce (President, Cio, Cco) no longer on Schedule A of Bellatore Financial, Inc. (listed 2018-07-10, absent 2019-01-03)
Form ADVobserved 4 days ago
Occurred
Jan 3, 2019
Control person joined
Barclift Robert Borden (Cco, Interim Cio) appeared on Schedule A of Bellatore Financial, Inc.
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:26ecfa07-42c2-cde2-d203-296c2ab13acf
First observed: Dec 2, 2011
Last observed: Sep 5, 2026 14 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BELLATORE FINANCIAL, INC.

CRD 143543

THE WOODLANDS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:26ecfa07-42c2-cde2-d203-296c2ab13acf

Data as of Sep 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:46 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

Matthew Thomas Harvey

Certified Financial Planner

THE WOODLANDS, TX

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BELLATORE HOLDINGS, INC.

Shareholder

yes

11/2010

Mar 30, 2016

Jul 1, 2024

DEASES, CHARLES, EDWARD

BOARD MEMBER

yes

09/2014

Mar 30, 2017

Jul 1, 2024

HARVEY, LARRY, ARLEN

CEO, CHAIRMAN OF THE BOARD

yes

11/2010

Mar 30, 2012

Jul 1, 2024

HARVEY, LARRY, ARLEN

CHAIRMAN AND PRESIDENT

yes

12/2013

Mar 30, 2012

Jul 1, 2024

PIZZUTELLO, HENRY, JOHN

CHIEF INVESTMENT OFFICER, CHIEF COMPLIANCE OFFICER

yes

09/2020

Jun 13, 2019

Jul 1, 2024

BURNS, WALTER, FRANCIS

Shareholder

12/2011

Mar 30, 2012

Jul 1, 2024

Scheid, Jonathan, Joseph

Shareholder

06/2018

Dec 2, 2011

Jul 1, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HFG WEALTH MANAGEMENT, LLC

n/a

Independent wealth

$506M

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 16, 2026

$639M

$16.4M

n/a

2024

Mar 12, 2025

$565M

$20.0M

n/a

2023

Mar 13, 2024

$513M

$17.0M

n/a

2022

Mar 30, 2023

$496M

$15.1M

n/a

2021

Mar 30, 2022

$647M

$27.3M

n/a

2020

Mar 23, 2021

$562M

$28.2M

n/a

2019

Mar 30, 2020

$515M

$38.5M

n/a

2018

Mar 27, 2019

$462M

$51.6M

n/a

2017

Mar 27, 2018

$417M

$89.1M

n/a

2016

Mar 30, 2017

$317M

$78.9M

n/a

2015

Mar 30, 2016

$319M

$89.7M

n/a

2014

Mar 31, 2015

$471M

$104M

n/a

2013

Mar 20, 2014

$514M

$141M

n/a

2012

Mar 26, 2013

$466M

$154M

n/a

2011

Mar 30, 2012

$436M

$180M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$639M

$565M

13.0%

$496M

8.8%