DFX Intelligence

L••••• C•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

L••••• C•••••• C••••

Advisor at D•••• W••••• A•••••••

LEHI, UT

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Search this name across graphsid dfx:ria:4d1d1f62-5bf7-29d3-52cb-1b7bf4e75cf4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 12, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2006earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••• W••••• A•••••••	Independent wealth	Feb 6, 2015	n/a	yes	LEHI, UT	Current employment
A••••• A•••••••	Independent wealth	Jan 31, 2012	May 21, 2015	no	PROVO, UT\|LOGAN, UT\|DRAPER, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•••••••	D•••• W••••• A•••••••	May 21, 2015	Feb 6, 2015	-104	Firm change after gap	Other
Q•••••• A•••• M••••••••• I•••	A••••• A•••••••	Jan 10, 2012	Jan 31, 2012

Relationships

Registered with (5)

→ D•••• W••••• A•••••••Registered adviserregistration: current employment
Feb 6, 2015 to presentfactForm ADV
→ A••••• A•••••••Registered adviserregistration: previous registration
Jan 31, 2012 to May 21, 2015factForm ADV
→ Q•••••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 8, 2010 to Jan 10, 2012factForm ADV
→ J• P• T••••• • C•••••• C•••••• M••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d1d1f62-5bf7-29d3-52cb-1b7bf4e75cf4
First observed: May 12, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.