DFX Intelligence

R•••••• L•• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

R•••••• L•• W•••••

Advisor at I••••••••

HOLLADAY, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4d223417-edad-52f4-0b67-9d3f27eb760a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jan 6, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 17, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••	I•••••••••_WEALTH	Oct 27, 2021	n/a	yes	HOLLADAY, UT	Current employment
I••••••••• F•••••••• G••••• L••	Bd affiliated wealth	Nov 3, 2011	Jul 17, 2023	no	SAN DIEGO, CA\|HOLLADAY, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• F•••••••• G••••• L••	I••••••••	Jul 17, 2023	Oct 27, 2021	-628	Firm change after gap	Other
V••••• W••••• A•••••••• L••	I••••••••• F•••••••• G••••• L••	Dec 19, 2012	Nov 3, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
7717:316746:UT:2023-07-17	Jul 17, 2023	Oct 27, 2021	HOLLADAY, UT	Firm change after gap

Relationships

Registered with (6)

→ I••••••••Registered adviserregistration: current employment
Oct 27, 2021 to presentfactForm ADV
→ I••••••••• F•••••••• G••••• L••Registered adviserregistration: previous registration
Nov 3, 2011 to Jul 17, 2023factForm ADV
→ V••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 18, 2008 to Dec 19, 2012factForm ADV
→ O••• I••••••••• A••••••• I••Registered adviser

Dated events

Occurred
Jul 17, 2023
Advisor changed firm
R•••••• L•• W••••• left I••••••••• F•••••••• G••••• L•• for Interwise (registered 2021-10-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d223417-edad-52f4-0b67-9d3f27eb760a
First observed: Jan 6, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.