RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- Professional profile
- linkedin.com/in/richard-l-wagner-cpa-macc-397b558reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- I•••••••• i••••••••• wealth currentsince Oct 27, 2021 · Holladay, Ut
- I••••••••• F•••••••• G••••• L•• BD affiliatedNov 3, 2011 to Jul 17, 2023 · San Diego, Ca
- V••••• W••••• A•••••••• L•• formerNov 18, 2008 to Dec 19, 2012 · Salt Lake City, Ut
- O••• I••••••••• A••••••• I•• unclassifiedSep 20, 2005 to Nov 18, 2008 · Salt Lake City, Ut
- S•••• H••• A••••••• S••••••• I••• unclassifiedDec 15, 2003 to Sep 20, 2005 · Salt Lake City, Ut
- O•••• W•••••• I••• BD affiliatedJan 6, 2003 to Aug 16, 2005 · Salt Lake City, Ut
- I••••••••• F•••••••• G••••• L•• to I••••••••left Jul 17, 2023, registered Oct 27, 2021 (-628 days) · Other · moved with a team
- V••••• W••••• A•••••••• L•• to I••••••••• F•••••••• G••••• L••left Dec 19, 2012, registered Nov 3, 2011 (-412 days) · Other
- O••• I••••••••• A••••••• I•• to V••••• W••••• A•••••••• L••left Nov 18, 2008, registered Nov 18, 2008 (0 days) · Other
- S•••• H••• A••••••• S••••••• I••• to O••• I••••••••• A••••••• I••left Sep 20, 2005, registered Sep 20, 2005 (0 days) · Other
- O•••• W•••••• I••• to S•••• H••• A••••••• S••••••• I•••left Aug 16, 2005, registered Dec 15, 2003 (-610 days) · Other
- R•••••• L•• W••••• left I••••••••• F•••••••• G••••• L•• for Interwise (registered 2021-10-27)Jul 17, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address