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S•••••••• C•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

S•••••••• C•••

Advisor at H••••• D••••••• • A••••••••• I••

LOS ANGELES, CA

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Search this name across graphsid dfx:ria:4d28f3c2-ac22-17c3-5ee2-b0b84266c3d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 16, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• D••••••• • A••••••••• I••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• D••••••• • A••••••••• I••	Independent wealth	Jul 3, 2025	n/a	yes	LOS ANGELES, CA	Current employment
S•••	Bd affiliated wealth	Dec 16, 2024	May 30, 2025	no	LOS ANGELES, CA\|Redondo Beach, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S•••	H••••• D••••••• • A••••••••• I••	May 30, 2025	Jul 3, 2025	34	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ H••••• D••••••• • A••••••••• I••Registered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ S•••Registered adviserregistration: previous registration
Dec 16, 2024 to May 30, 2025factForm ADV

Dated events

Occurred
May 30, 2025
Advisor changed firm
S•••••••• C••• left Seia for H••••• D••••••• • A••••••••• I•• (registered 2025-07-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d28f3c2-ac22-17c3-5ee2-b0b84266c3d4
First observed: Dec 16, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.