DFX Intelligence

H••••• D••••••• • A••••••••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H••••• D••••••• • A••••••••• I••

CRD 110994

LOS ANGELES, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f95521e5-3c50-8191-5cc3-35fb24d63949

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 1
Observed: Mar 28, 2012 to Aug 5, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

H••••• D••••••• • A••••••••• I••

Real estate fund manager · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.92 fund_share=0.0 institutional_share=0.05 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $391M••• Locked
Discretionary RAUM: $391M
Private client RAUM: $360Mderived••• Locked
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $97.6Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
H••••• A••• D•••••••	n/a	LOS ANGELES, CA	23	52	1	no
V••• K•••••••	n/a	LOS ANGELES, CA	2	13

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
H•• M••••••• F••• L••	Real Estate Fund	$1.3M	Mar 25, 2015	260	Mar 28, 2012	dropped	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••••• H•••••• A•••	President	E	yes	11/1973	Mar 28, 2012	Mar 25, 2024
G•••••• G•••• J••••••••	CHIEF COMPLIANCE OFFICER	Na	no	10/2004	Mar 28, 2012	Mar 25, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$391M	$358M	8.9%	$284M	11.2%	7	7	0	0

Relationships

Registered with (6)

← C•••• E••• F•••••Advisorregistration: current employment
Oct 16, 2025 to presentfactForm ADV
← S•••••••• C•••Advisorregistration: current employment
Jul 3, 2025 to presentfactForm ADV
← V••• K•••••••Advisorregistration: current employment
Feb 28, 2024 to presentfactForm ADV
← H••••• A••• D•••••••

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Aug 5, 2026
Ria principal change
••• Locked
Form ADVobserved today
Occurred
Aug 5, 2026
Ria principal change
••• Locked
Form ADVobserved today

Show 2 bookkeeping events

Occurred
Aug 5, 2026
••• Locked
Occurred
Aug 5, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f95521e5-3c50-8191-5cc3-35fb24d63949
First observed: Mar 28, 2012
Last observed: Aug 5, 2026 49 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.