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RIA / WealthAdvisor33 years in industry

MARK ALAN LAMB

Advisor at VECTOR FINANCIAL SOLUTIONS, INC.

ESCONDIDO, CA | Oceanside, CA

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Search this name across graphsid dfx:ria:4d32ddf3-91f7-d964-e4e4-d98a8ac97184

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 25, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VECTOR FINANCIAL SOLUTIONS, INC.
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jan 12, 1993
First registration: Apr 25, 2000
Dual registered: no
IAPD individual key: 2248587

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VECTOR FINANCIAL SOLUTIONS, INC.	State registered	Jan 2, 2026	n/a	yes	ESCONDIDO, CA\|Oceanside, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	Nov 4, 2020	no	LAFAYETTE, CA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Mar 14, 2016	Nov 2, 2018	no	HONOLULU, HI\|OCEANSIDE, CA\|OCEANSIDE, CA\|LAFAYETTE, CA	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Feb 5, 2004	Mar 11, 2016	no	OCEANSIDE, CA\|OCEANSIDE, CA\|LAKE ISABELLA, CA\|OCEANSIDE, CA	Previous registration
KEYSTONE CAPITAL CORPORATION	Former SEC adviser	Aug 14, 2003	Jan 22, 2004	no	OCEANSIDE, CA	Previous registration
OSAIC FS, INC.	Former SEC adviser	Apr 25, 2000	Apr 28, 2003	no	OCEANSIDE, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC WEALTH, INC.	VECTOR FINANCIAL SOLUTIONS, INC.	Nov 4, 2020	Jan 2, 2026	1,885	Firm change after gap	Ibd to state RIA
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
NEXT FINANCIAL GROUP, INC.	SIGNATOR INVESTORS, INC.	Mar 11, 2016	Mar 14, 2016	3	Firm change	Other
KEYSTONE CAPITAL CORPORATION	NEXT FINANCIAL GROUP, INC.	Jan 22, 2004	Feb 5, 2004	14	Firm change	Other
OSAIC FS, INC.	KEYSTONE CAPITAL CORPORATION	Apr 28, 2003	Aug 14, 2003	108	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
46214:468:CA:2016-03-11	Mar 11, 2016	Mar 14, 2016	OCEANSIDE, CA	Firm change

Relationships

Registered with (6)

→ VECTOR FINANCIAL SOLUTIONS, INC.Registered adviserregistration: current employment
Jan 2, 2026 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 2, 2018 to Nov 4, 2020factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Mar 14, 2016 to Nov 2, 2018factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Feb 5, 2004 to Mar 11, 2016factForm ADV
→ KEYSTONE CAPITAL CORPORATIONRegistered adviserregistration: previous registration
Aug 14, 2003 to Jan 22, 2004factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Apr 25, 2000 to Apr 28, 2003factForm ADV

Dated events

No dated event names this entity yet.