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Advisor at RB CAPITAL MANAGEMENT, LLC
Burlingame, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RB CAPITAL MANAGEMENT, LLC | Independent wealth | Mar 9, 2018 | n/a | yes | Burlingame, CA | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Apr 18, 2016 | Mar 23, 2017 | no | BURLINGAME,, CA | Previous registration |
| CETERA ADVISORS LLC | Former SEC adviser | May 29, 2012 | Apr 18, 2016 | no | BURLINGAME, CA | Previous registration |
| GUNNALLEN FINANCIAL, INC | n/a | Sep 13, 2003 | Oct 11, 2004 | no | BRISBANE, CA | Previous registration |
| PIPER SANDLER & CO. | Institutional manager | May 8, 2002 | Sep 23, 2003 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FSC SECURITIES CORPORATION | RB CAPITAL MANAGEMENT, LLC | Mar 23, 2017 | Mar 9, 2018 | 351 | Firm change | Other |
| CETERA ADVISORS LLC | FSC SECURITIES CORPORATION | Apr 18, 2016 | Apr 18, 2016 | 0 | Firm change | Other |
| GUNNALLEN FINANCIAL, INC | CETERA ADVISORS LLC | Oct 11, 2004 | May 29, 2012 | 2,787 | Firm change after gap | Other |
| PIPER SANDLER & CO. | GUNNALLEN FINANCIAL, INC | Sep 23, 2003 | Sep 13, 2003 | -10 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7461:125678:CA:2017-03-23 | Mar 23, 2017 | Mar 9, 2018 | BURLINGAME,, CA | Firm change |
| 10299:7461:CA:2016-04-18 | Apr 18, 2016 | Apr 18, 2016 | BURLINGAME, CA | Firm change |