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A••••• D•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor13 years in industry

A••••• D•••• S••••

Advisor at S••••• F••••••••• L••

HARLEYSVILLE, PA

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Search this name across graphsid dfx:ria:4d432994-f69d-a72e-57da-66a0b7f70f9e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 16, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• F••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• F••••••••• L••	Bd affiliated wealth	Jul 3, 2024	n/a	yes	HARLEYSVILLE, PA	Current employment
C•••• C•••••• I••••••••• A•••••••	Former SEC adviser	Feb 16, 2024	Aug 6, 2024	no	HARLEYSVILLE, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• I••••••••• A•••••••	S••••• F••••••••• L••	Aug 6, 2024	Jul 3, 2024	-34	Firm change after gap	RIA to ibd

Team moves

••• Locked

Team	Left	Joined	From	Kind
109557:299322:PA:2024-08-06	Aug 6, 2024	Jul 3, 2024	HARLEYSVILLE, PA	Firm change after gap

Relationships

Registered with (2)

→ S••••• F••••••••• L••Registered adviserregistration: current employment
Jul 3, 2024 to presentfactForm ADV
→ C•••• C•••••• I••••••••• A•••••••Registered adviserregistration: previous registration
Feb 16, 2024 to Aug 6, 2024factForm ADV

Dated events

Occurred
Aug 6, 2024
Advisor changed firm
A••••• D•••• S•••• left C•••• C•••••• I••••••••• A••••••• for S••••• F••••••••• L•• (registered 2024-07-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d432994-f69d-a72e-57da-66a0b7f70f9e
First observed: Feb 16, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.