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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CANON CAPITAL INVESTMENT ADVISORY

P. J. ROLAND, LTD., CRD 109557

HARLEYSVILLE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96c83886-5d5d-5dca-b6c4-3587422863d8

Data as of Feb 20, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 7
On other graphs: 0
Observed: Mar 2, 2012 to Feb 20, 2024
21 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $210MItem 5.F on the latest filing (2024-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $203M
Private client RAUM: $201MderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 7
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,088
Individual clients: 404
High net worth clients: 51
Custody, client assets: $73.0M
SEC number: 801-56000
CRD: 109557
Filings on the tape: 21
First filed: Mar 2, 2012
Latest filed: Feb 20, 2024
Organised: Corporation, Pennsylvania

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ROLAND, PETER, JAMES	President	E	yes	01/1989	Mar 2, 2012	Feb 20, 2024
ILLINGWORTH, MARISSA, GERHART	CHIEF COMPLIANCE OFFICER	Na	no	05/2022	Jun 6, 2022	Feb 20, 2024
WEBB, PATRICIA, ANN	Director	Na	no	07/2011	Jun 7, 2022	Feb 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BERGEY,YODER,SWEENEY,WITTER & ROLAND PC	n/a	n/a	n/a	Y	yes	n/a
BYSWR INSURANCE SERVICES, INC.	n/a	n/a	n/a	Y	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lancaster	Pa	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Feb 20, 2024	$210M	$203M	7	7	1	n/a	n/a
2022	Feb 14, 2023	$180M	$173M	7	7	1	n/a	n/a
2021	Feb 11, 2022	$206M	$201M	7	7	1	n/a	n/a
2020	Mar 19, 2021	$173M	$169M	8	5	1	n/a	n/a
2019	Mar 11, 2020	$203M	$166M	9	6	1	n/a	n/a
2018	Mar 13, 2019	$175M	$145M	10	6	1	n/a	n/a
2017	Feb 1, 2018	$181M	$148M	9	5	0	n/a	n/a
2016	Mar 16, 2017	$195M	$160M	9	6	n/a	n/a	n/a
2015	Feb 23, 2016	$152M	$118M	8	5	n/a	n/a	n/a
2014	Feb 12, 2015	$141M	$103M	8	5	n/a	n/a	n/a
2013	Mar 6, 2014	$121M	$94.1M	8	5	n/a	n/a	n/a
2012	Mar 2, 2013	$104M	$84.8M	8	5	n/a	n/a	n/a
2011	Mar 2, 2012	$124M	$124M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$210M	$180M	17.1%	$173M	6.8%	7	7	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SUMMIT FINANCIAL, LLC	6	Aug 6, 2024	Jul 18, 2024	HARLEYSVILLE, PA	Firm absorbed	RIA to ibd	100.0%

Relationships

Controls (1)

← ROLAND, PETER, JAMESOwnerPRESIDENT, ownership code E, individual
Mar 2, 2012 to presentfactForm ADV

Owns (2)

← WEBB, PATRICIA, ANNOwnerDIRECTOR, ownership code NA, individual
Jun 7, 2022 to presentfactForm ADV
← ILLINGWORTH, MARISSA, GERHARTOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 6, 2022 to presentfactForm ADV

Registered with (8)

← PETER JAMES ROLANDAdvisorregistration: previous registration
Aug 9, 1991 to Aug 6, 2024factForm ADV
← PATRICIA ANN WEBBAdvisorregistration: previous registration
Oct 16, 2006 to Aug 6, 2024factForm ADV
← CHARLES KEVIN PORTERAdvisorregistration: previous registration
Jul 21, 2006 to Aug 6, 2024factForm ADV
← MARISSA GERHART ILLINGWORTHAdvisorregistration: previous registration
Jan 17, 2019 to Aug 6, 2024factForm ADV
← Andrew Devon SteinAdvisorregistration: previous registration
Feb 16, 2024 to Aug 6, 2024factForm ADV
← Andrew David ShapowalAdvisorregistration: previous registration
Feb 14, 2023 to Aug 6, 2024factForm ADV
← MATTHEW PAUL WITTERAdvisorregistration: previous registration
Jan 25, 2012 to Mar 10, 2016factForm ADV
← Jonathan Andrew MoyerAdvisorregistration: previous registration
Sep 12, 2002 to Jul 19, 2006factForm ADV

Moved with (1)

→ SUMMIT FINANCIAL, LLCRegistered adviser6 advisors, firm absorbed, same day
Aug 6, 2024 to Jul 18, 2024factForm ADV

Dated events

Occurred
Aug 6, 2024
Firm absorbed
Canon Capital Investment Advisory's advisors moved to Summit Financial, LLC (Harleysville, PA): 6 of 6 registered, on the same day
Form ADVobserved 6 days ago
6 advisors
Occurred
Aug 6, 2024
Advisor changed firm
Marissa Gerhart Illingworth left Canon Capital Investment Advisory for Summit Financial, Llc (registered 2024-07-03)
Form ADVobserved 6 days ago
Occurred
Aug 6, 2024
Advisor changed firm
Patricia Ann Webb left Canon Capital Investment Advisory for Summit Financial, Llc (registered 2024-07-03)
Form ADVobserved 6 days ago
Occurred
Aug 6, 2024
Advisor changed firm
Andrew David Shapowal left Canon Capital Investment Advisory for Summit Financial, Llc (registered 2024-07-03)
Form ADVobserved 6 days ago
Occurred
Aug 6, 2024
Advisor changed firm
Andrew Devon Stein left Canon Capital Investment Advisory for Summit Financial, Llc (registered 2024-07-03)
Form ADVobserved 6 days ago
Occurred
Aug 6, 2024
Advisor changed firm
Charles Kevin Porter left Canon Capital Investment Advisory for Summit Financial, Llc (registered 2024-07-03)
Form ADVobserved 6 days ago
Occurred
Aug 6, 2024
Advisor changed firm
Peter James Roland left Canon Capital Investment Advisory for Summit Financial, Llc (registered 2024-07-18)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:96c83886-5d5d-5dca-b6c4-3587422863d8
First observed: Mar 2, 2012
Last observed: Feb 20, 2024 31 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CANON CAPITAL INVESTMENT ADVISORY

P. J. ROLAND, LTD., CRD 109557

HARLEYSVILLE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:96c83886-5d5d-5dca-b6c4-3587422863d8

Data as of Feb 20, 2024 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:06 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ROLAND, PETER, JAMES

President

yes

01/1989

Mar 2, 2012

Feb 20, 2024

ILLINGWORTH, MARISSA, GERHART

CHIEF COMPLIANCE OFFICER

05/2022

Jun 6, 2022

Feb 20, 2024

WEBB, PATRICIA, ANN

Director

07/2011

Jun 7, 2022

Feb 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BERGEY,YODER,SWEENEY,WITTER & ROLAND PC

n/a

yes

n/a

BYSWR INSURANCE SERVICES, INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Lancaster

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Feb 20, 2024

$210M

$203M

n/a

2022

Feb 14, 2023

$180M

$173M

n/a

2021

Feb 11, 2022

$206M

$201M

n/a

2020

Mar 19, 2021

$173M

$169M

n/a

2019

Mar 11, 2020

$203M

$166M

n/a

2018

Mar 13, 2019

$175M

$145M

n/a

2017

Feb 1, 2018

$181M

$148M

n/a

2016

Mar 16, 2017

$195M

$160M

n/a

2015

Feb 23, 2016

$152M

$118M

n/a

2014

Feb 12, 2015

$141M

$103M

n/a

2013

Mar 6, 2014

$121M

$94.1M

n/a

2012

Mar 2, 2013

$104M

$84.8M

n/a

2011

Mar 2, 2012

$124M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$210M

$180M

17.1%

$173M

6.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SUMMIT FINANCIAL, LLC

Aug 6, 2024

Jul 18, 2024

HARLEYSVILLE, PA

Firm absorbed

RIA to ibd

100.0%