DFX Intelligence

1••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

1••• C•••••• P•••••••• L••

CRD 144758

RICHMOND, VA

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Search this name across graphsid dfx:ria:4d4b9fc6-54e6-6781-a876-66a9b2a017b5

Data as of Mar 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 30
Dated events: 4
On other graphs: 0
Observed: Mar 26, 2012 to Mar 17, 2026
19 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.01 fund_share=0.38 institutional_share=0.61 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.5B••• Locked
Discretionary RAUM: $3.5B
Private client RAUM: $46.7Mderived••• Locked
Private client share: 1%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 15

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
1••• C•••••• I••••••••• E••••• F•••• L•	Hedge Fund	$992M	Mar 17, 2026	58	Mar 26, 2012	reported	021-114332
1••• C•••••• D••••••• E••••• F•••• L•	Hedge Fund	$164M	Mar 17, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• J••• C••••••• B••••	Director	Na	yes	11/2019	Mar 30, 2020	Feb 22, 2024
F•••• S••••••• S•	CO-DIRECTOR, INVESTMENTS/DIRECTOR/MEMBER	B	yes	12/2007	Mar 26, 2012	Feb 22, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.5B	$3.8B	-9.3%	$3.9B	-3.7%	15	16	0	0

Relationships

Advises (6)

→ 1••• C•••••• T•• A••••••••• F•••• L•Private fundHedge Fund, IA
Mar 28, 2019 to presentfactForm ADV
→ 1••• C•••••• D••••••• E••••• F•••• L•Private fundHedge Fund, IA
Mar 29, 2018 to presentfactForm ADV
→ 1••• C•••••• B••• F•••• L•Private fundOther Private Fund, IA
Mar 26, 2012 to presentfactForm ADV
→ 1••• C•••••• G••••• E••••• F•••• L•

Dated events

Occurred
Feb 17, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 30, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$973M
Occurred
Mar 30, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 20, 2019
Succession filed (Item 4)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4d4b9fc6-54e6-6781-a876-66a9b2a017b5
First observed: Mar 26, 2012
Last observed: Mar 17, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.