DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
1607 Capital Partners, LLC
Latest filing Mar 17, 2026
First filing on the tape Mar 26, 2012 · 19 filings
SEC status approved since Sep 14, 2007
RAUM
$3.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.3%
$46.7M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
15
7 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$3.5B as of Mar 17, 2026
Mar 26, 2012$1.6B then
HNW client RAUM$46.7M as of Mar 17, 2026
Mar 29, 2018$27.7M then
State-registered IARs (5.B.3)0 as of Mar 17, 2026
Mar 26, 20120 then
Employees (5.A)15 as of Mar 17, 2026
Mar 22, 201311 then
Private funds5 as of Mar 17, 2026
Mar 26, 20123 then
RAUM -9.3% over the last fiscal year-3.7% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $158MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 61%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -9.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $1.3B, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.3B38%
- Pension and profit-sharing plans$839M24%
- Charitable organizations$685M20%
- State and municipal entities$591M17%
- High-net-worth individuals$46.7M1.3%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 8reported
- Accounts
- 22reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.3B for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.38 institutional_share=0.61 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| 1607 Capital International Equity Fund, LP | Hedge Fund | $1.1B | 69 | Mar 26, 2012 |
| 1607 Capital Domestic Equity Fund, LP | Hedge Fund | $212M | 10 | Mar 29, 2018 |
| 1607 Capital Bond Fund, LP | Other Private Fund | $140M | 28 | Mar 26, 2012 |
| 1607 Capital Global Equity Fund, LP | Other Private Fund | $83.9M | 37 | Mar 26, 2012 |
| 1607 Capital Tax Advantaged Fund, LP | Hedge Fund | $81.4M | 29 | Mar 28, 2019 |
| 1607 Capital Global Ex US Fund, LP | Other Private Fund | $7.8M | 3 | Mar 26, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Byron Charles Jr. Burkhart · Directorcontrolsince 11/2019 · owns less than 5%
- S Shannon Fake · Co-Director, Investments/Director/Membercontrolsince 12/2007 · owns 10% to 25%
- Kurt Bryan Huntley · Director, Finance And Operations/Membercontrolsince 01/2012 · owns less than 5%
- Watson Ashley Long · Co-Director, Investments/Director/Membercontrolsince 12/2007 · owns 5% to 10%
- George Christopher Mackay · Director, Client Service And Marketing/Membercontrolsince 07/2020 · owns less than 5%
- Edward James Mallory · Co-Director, Investments/Director/Managing Membercontrolsince 12/2007 · owns 10% to 25%
- Stewart Kevin Rutherford · Chief Compliance Officercontrolsince 01/2023 · owns less than 5%
- Kirkwood Thomas Tattersall · Director/Membercontrolsince 07/2007 · owns 5% to 10%
- Tyler Martin Hunt · Operations And Compliance/Membersince 01/2020 · owns less than 5%
- Ryan Mathew Kalkowsky · Investments/Membersince 01/2020 · owns less than 5%
- Ware Shannon Montsinger · Trustee Of Msm Trust U/A Dated 12/30/21since 12/2021 · owns less than 5%
- Thomas Fred Tattersall · Trustee - The Thomas Kirkwood Tattersall 2014 Irrevocable Family Trustsince 01/2015 · owns less than 5%
- Fitzgerald Kelly Tattersall · Trustee - The Thomas Kirkwood Tattersall 2014 Irrevocable Family Trustsince 01/2015 · owns less than 5%
- Ruiyi Zhang · Investments/Membersince 01/2020 · owns less than 5%
- Ware Shannon Montsinger · Trusteesince 12/2021 · owns F of Tlm Trust U/A Dated 12/30/21
- Ware Shannon Montsinger · Trusteesince 12/2021 · owns F of Msm Trust U/A Dated 12/30/21
- Thomas Fred Tattersall · Trusteesince 01/2015 · owns F of The Thomas Kirkwood Tattersall 2014 Irrevocable Family Trust
- Fitzgerald Kelly Tattersall · Trusteesince 01/2015 · owns F of The Thomas Kirkwood Tattersall 2014 Irrevocable Family Trust
Entity owners
- Rosemont Investment Group, LLC · Memberdirect · owns 25% to 50%
- Markel Corporation · Sole Shareholderindirect · owns 75% or more of Markel Ventures Inc. · public reporting company
- Markel Ventures Inc. · Memberindirect · owns 75% or more of Rosemont Investment Group, LLC
- Msm Trust U/A Dated 12/30/21 · Memberdirect · owns less than 5%
- The Thomas Kirkwood Tattersall 2014 Irrevocable Family Trust · Memberdirect · owns less than 5%
- Tlm Trust U/A Dated 12/30/21 · Memberdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 8 to 7Mar 6, 2025 to Mar 17, 2026
- Assets in custody · $1.5B to $1.3BMar 6, 2025 to Mar 17, 2026
- Employees · 16 to 15Mar 6, 2025 to Mar 17, 2026
- Discretionary RAUM · $3.8B to $3.5BMar 6, 2025 to Mar 17, 2026
- HNW RAUM · $37.5M to $46.7MMar 6, 2025 to Mar 17, 2026
- Pension RAUM · $899M to $839MMar 6, 2025 to Mar 17, 2026
- Pooled vehicle RAUM · $1.5B to $1.3BMar 6, 2025 to Mar 17, 2026
- RAUM · $3.8B to $3.5BMar 6, 2025 to Mar 17, 2026
- Accounts · 23 to 22Feb 22, 2024 to Mar 6, 2025
- Advisory employees · 9 to 8Feb 22, 2024 to Mar 6, 2025
- Charity clients · 9 to 8Feb 22, 2024 to Mar 6, 2025
- Assets in custody · $1.7B to $1.5BFeb 22, 2024 to Mar 6, 2025
- Employees · 18 to 16Feb 22, 2024 to Mar 6, 2025
- Financial planning clients · unset to Feb 22, 2024 to Mar 6, 2025
- Discretionary RAUM · $4.3B to $3.8BFeb 22, 2024 to Mar 6, 2025
- HNW RAUM · $31.4M to $37.5MFeb 22, 2024 to Mar 6, 2025
- Pension RAUM · $1.2B to $899MFeb 22, 2024 to Mar 6, 2025
- Pooled vehicle RAUM · $1.7B to $1.5BFeb 22, 2024 to Mar 6, 2025
- RAUM · $4.3B to $3.8BFeb 22, 2024 to Mar 6, 2025
- Accounts · 27 to 23Feb 17, 2023 to Feb 22, 2024
- Advisory employees · 8 to 9Feb 17, 2023 to Feb 22, 2024
- Charity clients · 11 to 9Feb 17, 2023 to Feb 22, 2024
- Pension plan clients · 5.0 to unsetFeb 17, 2023 to Feb 22, 2024
- Pooled vehicle clients · 6 to 5Feb 17, 2023 to Feb 22, 2024
- Assets in custody · $1.4B to $1.7BFeb 17, 2023 to Feb 22, 2024
- Employees · 17 to 18Feb 17, 2023 to Feb 22, 2024
- Private funds · 6 to 5Feb 17, 2023 to Feb 22, 2024
- Discretionary RAUM · $3.9B to $4.3BFeb 17, 2023 to Feb 22, 2024
- HNW RAUM · $30.5M to $31.4MFeb 17, 2023 to Feb 22, 2024
- Pension RAUM · $1.2B to $1.2BFeb 17, 2023 to Feb 22, 2024
- Pooled vehicle RAUM · $1.4B to $1.7BFeb 17, 2023 to Feb 22, 2024
- RAUM · $3.9B to $4.3BFeb 17, 2023 to Feb 22, 2024
- Accounts · 31 to 27Mar 31, 2022 to Feb 17, 2023
- Advisory employees · 7 to 8Mar 31, 2022 to Feb 17, 2023
- Assets in custody · $1.7B to $1.4BMar 31, 2022 to Feb 17, 2023
- Employees · 15 to 17Mar 31, 2022 to Feb 17, 2023
- Discretionary RAUM · $4.6B to $3.9BMar 31, 2022 to Feb 17, 2023
- HNW RAUM · $38.3M to $30.5MMar 31, 2022 to Feb 17, 2023
- Pension RAUM · $1.4B to $1.2BMar 31, 2022 to Feb 17, 2023
- Pooled vehicle RAUM · $1.7B to $1.4BMar 31, 2022 to Feb 17, 2023
Signals
4 dated events
- Stewart Kevin Rutherford (Chief Compliance Officer) appeared on Schedule A of 1607 Capital Partners, LlcFeb 17, 2023 · Control person joined · fact
- 1607 Capital Partners, Llc reported RAUM $4.2B, up 30% from $3.3B (2019-11-20 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Byron Charles Jr. Burkhart (Director) appeared on Schedule A of 1607 Capital Partners, LlcMar 30, 2020 · Control person joined · fact
- 1607 Capital Partners, Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)Nov 20, 2019 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/1607-capital-partners-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- 1607CAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 804.525.1750reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026