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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

MATTHEW ALAN HOLLIS

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AUBURN HILLS, MI

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Search this name across graphsid dfx:ria:4d57cac9-4d4e-f2e1-894e-c2c974d26ceb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 11:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 2, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Jan 30, 2004
First registration: Nov 2, 2006
Dual registered: yes, broker-dealer
IAPD individual key: 4707367

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	n/a	yes	AUBURN HILLS, MI	Current employment
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Oct 24, 2008	Oct 23, 2009	no	CLARKSTON, MI\|BOSTON, MA\|CLARKSTON, MI	Previous registration
LASALLE FINANCIAL SERVICES, INC.	n/a	Nov 2, 2006	Oct 24, 2008	no	LAKE ORION, MI\|CHICAGO, IL\|CLARKSTON, MI\|LAKE ORION, MI\|WATERFORD, MI\|WEST BLOOMFIELD, MI\|LAKE ORION, MI\|WATERFORD, MI\|CLARKSTON, MI\|WATERFORD, MI\|WEST BLOOMFIELD, MI\|LAKE ORION, MI\|CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
LASALLE FINANCIAL SERVICES, INC.	BANC OF AMERICA INVESTMENT SERVICES, INC.	Oct 24, 2008	Oct 24, 2008	0	Bulk transfer	Other

Relationships

Registered with (3)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Oct 23, 2009 to presentfactForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Oct 24, 2008 to Oct 23, 2009factForm ADV
→ LASALLE FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 2, 2006 to Oct 24, 2008factForm ADV

Dated events

No dated event names this entity yet.