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Reading the graph
Advisor at ROCKEFELLER CAPITAL MANAGEMENT
Chicago, IL | Steamboat Springs, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Aug 12, 2025 | n/a | yes | Steamboat Springs, CO | Current employment |
| ROCKEFELLER CAPITAL MANAGEMENT | Bd affiliated wealth | Feb 19, 2021 | n/a | yes | Chicago, IL|Steamboat Springs, CO | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 24, 2000 | Feb 22, 2021 | no | STEAMBOAT SPRINGS, CO|DENVER, CO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ROCKEFELLER CAPITAL MANAGEMENT | Feb 22, 2021 | Feb 19, 2021 | -3 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:291361:CO:2021-02-22 | Feb 22, 2021 | Feb 19, 2021 | DENVER, CO | Firm change |