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Advisor at NORTHBOUND WEALTH
INDIANAPOLIS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHBOUND WEALTH | State registered | Oct 29, 2020 | n/a | yes | INDIANAPOLIS, IN | Current employment |
| INDIE ASSET PARTNERS, LLC | Independent wealth | Apr 7, 2017 | Oct 27, 2020 | no | CARMEL, IN | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | Apr 13, 2017 | no | WESTFIELD, IN|FISHERS, IN|NOBLESVILLE, IN|CARMEL, IN | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Nov 10, 2009 | Oct 1, 2012 | no | CARMEL, IN|CARMEL, IN|INDIANAPOLIS, IN|FISHERS, IN|WESTFIELD, IN | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 24, 2009 | Oct 15, 2009 | no | INDIANAPOLIS, IN | Previous registration |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Dec 16, 2008 | Jan 8, 2009 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDIE ASSET PARTNERS, LLC | NORTHBOUND WEALTH | Oct 27, 2020 | Oct 29, 2020 | 2 | Firm change | RIA to state RIA |
| J.P. MORGAN SECURITIES LLC | INDIE ASSET PARTNERS, LLC | Apr 13, 2017 | Apr 7, 2017 | -6 | Firm change | Other |
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| SECURIAN FINANCIAL SERVICES, INC. | CHASE INVESTMENT SERVICES CORP. | Oct 15, 2009 | Nov 10, 2009 | 26 | Firm change | Other |
| TRANSAMERICA FINANCIAL ADVISORS, LLC | SECURIAN FINANCIAL SERVICES, INC. | Jan 8, 2009 | Mar 24, 2009 | 75 | Firm change | Other |